Gorbachev Archives - Not Even Past

The Gorbachev Factor by Archie Brown (2003)

The fall of the Soviet Union is usually understood from two angles. One argues that the Soviet state could not keep up with the United States’ military superiority and, therefore, collapsed under economic strain. The other perspective suggests that western Europe and the U.S., and specifically the administration of President Ronald Reagan (1981-1989), played a crucial role in pressuring diplomatically for the end of the “Evil Empire.” Archie Brown suggests that there is another interpretation that rules out military or diplomatic pressures in explaining the undoing of the Soviet Union. Brown argues that the end of the system was exclusively due to the political (glasnost) and economic (perestroika) reforms launched to reform the state. In this process, the author contends that the implosion of the Soviet Union had more to do with the will of one man than with any outside forces in play.

The Gorbachev Factor is a compelling and persuasive analysis that underlines the agency of Mikhail Gorbachev as the most crucial factor explaining the end of Soviet rule. The book is a painstaking examination of Gorbachev’s leadership as a head of state, and the importance of his policy reforms in enacting the political transformation of the Soviet system. As the author argues, despite the structural problems of the USSR during the 1980s, there was no sign of an impending collapse. However, the central thesis of the book is that Gorbachev’s interest in seeking political and economic change led him to believe that those goals were unattainable unless the whole system was transformed. By analyzing the changes introduced by the Soviet leader in the political structure of the state, the economy, the center-periphery relations, and in foreign policy, Brown successfully shows how the Soviet system transitioned from a relative stable state of decline into a phase of terminal crisis. Despite failing to prevent the end of the USSR during his term (1985-1991), Gorbachev oversaw the emergence of political pluralism, the democratization of the former Soviet Republics, and the inauguration of a new foreign policy with the west that ended the Cold War.

From the four areas he deemed necessary for a complete transformation of the system, Brown identifies political reforms and the reformulation of Soviet foreign policy as the most successful ones. The introduction of contested elections to create a legislature with real powers in 1988 is perhaps the most significant reform in explaining the growing democratization of the Soviet Union but it also accounts for the gradual erosion of state control over the political process. Domestic political changes also reflected a new foreign policy mentality. Gorbachev reconfigured Soviet diplomacy by emphasizing the freedom to choose and by renouncing violence as a way to sustain other communist regimes in power. As Brown contends, the Gorbachev factor in Soviet foreign policy cleared the way for the overthrow of Communist systems in Eastern and Central Europe from 1989 on.

The liberalization of the system presented Gorbachev with intractable problems. In relations between the central Soviet state and the non-Russian republics within its borders, the delegitimization of Marxism-Leninism triggered by the political reforms, and the revelations of the failures and atrocities of the Soviet system, left an ideological vacuum for which nationalism was the most obvious candidate. Unable, or unwilling to control the centrifugal forces unleashed by his reforms, Gorbachev’s ability to keep the Soviet Union intact imploded when political rivals, such as Boris Yeltsin, torpedoed any opportunity for a union-wide arrangement. In the implementation of economic reforms, Gorbachev’s zig-zag approach not only proved to be ineffective because of the opposition of the ministerial bureaucracy to the full implementation of his policies, but also because the Soviet leader was more hesitant and less clear on how to proceed towards the gradual adoption of a market economy.

Mikhail Gorbechev (left) with President George Bush (right) – (via Wikipedia)

Finally, Gorbachev’s personality played a key role in the political transformation of the system. His status as a consensus-builder served him well to implement several reforms without facing concerted resistance from the Communist Party or the emergent cohort of Soviet dissidents and liberals. However, this same trait later exposed Gorbachev to the attack of radicals on both sides of the political spectrum, undermining his power. This, coupled with the misplaced trust in some of his appointees, seriously complicated Gorbachev’s plans to control the transformation of the system.

Brown’s book succeeds in providing a refreshing and persuasive angle that underlines the domestic causes in the demise of the Soviet Union. The author relies primarily on personal interviews and memoirs from the most influential Soviet political leaders of the time (including Gorbachev) to build his argument. For anyone interested in this momentous historical process of the 20^th century Brown’s insightful interpretation will not disappoint.

Soviet Baby Boomers: An Oral History of Russia’s Cold War Generation by Donald Raleigh (2013)

by Andrew Straw

Recalling his formative years as an American baby boomer and the influence the Cold War and the Soviet Union had on his worldview, Donald Raleigh asks what life was like for people his age in the Soviet Union? What were their concerns about the future? How did they spend their time and what did Cold War ideological battles mean for their daily lives? As historians exhaust the biographies and psychological studies of leaders to gain insight into authoritarian societies, scholars such as Raleigh are increasingly turning to evidence from everyday life to complete our understanding of non-democratic states. These new efforts are important because there is no denying that authoritarian governments were common in the twentieth century, lasted for several generations, and some, like the authoritarian government of North Korea, continue to affect global affairs in the new millennium. It is also increasingly evident that popular participation, and not just dictators’ decrees, helped build and dismantle authoritarian regimes.

In Soviet Baby Boomers, Raleigh borrows the US term referring to children born after World War II to examine the Soviet Union. This Soviet cohort was born leading up to Stalin’s death in 1953 and during the transfer of power to a more reform-minded leader, Nikita Khrushchev. Unlike their parents and grandparents who experienced the horrors of revolution, two world wars, Stalin’s terror and disastrous modernization policies, this new Soviet generation grew up in the “normalized” Soviet Union. The secret police, one-party dictatorship, and communism remained, but surviving the Soviet system now meant finishing university dissertations, pursuing various personal goals, and using the black market economy to improve personal fortunes. In fact, Raleigh makes the important argument that “the Soviet System’s very success at effecting social change” caused the post-Stalin generation to become cynical about the system. The Soviet welfare state provided the foundation for an educated and urbanized professional class who supported reforms in the 1980s. By that time, the enthusiasm for a normal Soviet life had withered away as Soviet citizens were increasingly able to compare their standard of living to more robust Western economies, thus highlighting the absurdities of Soviet communism. And yet, most people were not active in the dissident movement throughout the 1960s and 1970s despite widespread sympathy for it. It was not until Mikhail Gorbachev initiated the policies of “glasnost” (openness) and perestroika (economic liberalization) that the baby boomers expressed their revolutionary ideas in public, elected officials that took reforms farther than Gorbachev imagined, and prepared as best they good for the positive and negative consequences of the market economy and democracy.

Raleigh’s research centers on students who graduated in 1967 from two magnet secondary schools that specialized in English in Moscow and Saratov. Through interviews, the author examines how these students experienced events in post-Stalin Russia such as Khrushchev’s liberalization after 1956, the Cold War, the Brezhnev “stagnation,” the Soviet-Afghan War, and Gorbachev’s reforms. Many of Raleigh’s discoveries might surprise American readers. For example the interviews reveal an almost total lack of “true communist believers.” Many respondents simply claimed that by the 1970’s any sensible person could see the economic absurdities in the communist system. Simultaneously, Western popular culture, from the Beatles to consumer goods, strongly influenced Soviet knowledge of the outside world and conflicted with negative portrayals of the West. Yes, students still had classes on Marxism, but the attempt to “brainwash” Soviet baby boomers failed. Official decrees and the aging Politburo were the target of popular humor that exposed Soviet absurdities; Westerners were not the only ones to poke fun at Brezhnev. The Communist Party continued to play a role, but several interviewees claimed that they joined the Party only because of career opportunities and the residual fear of the state police and prison camps. At the same time, many admitted that they probably could have had successful careers if the hadn’t joined the Party.

Street life in the Soviet Union, 1955 (Image courtesy of flickr/Malmo Museer)

Many of the interviewees are nostalgic about the past. A majority fondly remembers the good aspects of the Soviet welfare state (free education, medicine, housing, summer camps), especially when compared with the economic and social disasters of the 1990’s. Raleigh does an excellent job displaying how nostalgia is tied to the reasonable expectations of any modern welfare state and does not indicate that baby boomers would like to return to the Soviet-style governing. However, when asked about Vladimir Putin’s presidency, most interviewees spoke positively about the ex-KGB officer’s stabilizing effect on Russia since 2000. Raleigh also examines some of the darker memories of this period, such as the prevalence of Soviet anti-Semitism in society. For example, Soviet Jews were often overrepresented in the top primary schools when compared to other ethnic groups, but then experienced discrimination when applying for university or searching for a job.

The limit of Raleigh’s study is clear from the beginning: the group of students he selected to interview comes from the well-educated Soviet elite in two central cities. This limits Raleigh’s ability to draw larger conclusions about Soviet society and the reader is left wondering how commonplace such experiences and sentiments were for other Soviet citizens. The late 1940s, 50s and 60s were years of massive migration to the urban centers, but the book focuses on well-established urban families and does not offer any contrasting experiences of first generation urbanites. At other points, Raleigh highlights interesting facts, such as the underrepresentation of Tatars in Saratov schools, but then provides no explanation.

Muscovites street dancing in 1991 (Image courtesy of Abbeville Press)

In his defense, Raleigh readily admits the limitations of his sample of interviewees, and does an excellent job showing the differences between life in Moscow (the Soviet capital) and Saratov (a large, provincial city that was purposely closed to the outside world). Furthermore, the author argues that this elite cohort of students had a privileged place in Soviet society that made their actions key to giving Gorbachev’s reforms momentum. Another issue that oral histories inevitably invoke is the fact that interviewees’ memories of events change over time and people often lie. Raleigh responds to this point by asserting that he is not only interested in the facts of Soviet life, but in what the Soviet Union represents in the baby boomers’ memories today. He carefully interrogates suspicious responses to draw out misrepresentations of certain events or topics.

In sum, for Soviet historians the author provides a vital starting point for further research and comparison on Soviet life after Stalin. For the casual reader, Raleigh demonstrates how people lived their lives under an authoritarian state by maneuvering within the bureaucracy, sustaining their families, enjoying the comforts not available to earlier Soviet generations, and placing themselves in the position to help dismantle their authoritarian state.

The Rebellion of Ronald Reagan: A History of the End of the Cold War, by James Mann (2010)

by Joseph Parrott

Ronald Reagan’s presidential policies have irrevocably shaped the political debate over the last two decades. He effectively reversed the momentum of the New Deal expansion of the federal government while leading the largest growth in peacetime military spending in national history, making him a polarizing figure for commentators and historians alike. Contrasting visions of Reagan have been especially stark in the realm of foreign affairs. Advocates often argue that he launched a new arms race that undermined the Soviet Union. Critics remember a detached leader presiding over the shameful Iran-Contra scandal. Both depictions are problematic, as they accentuate different aspects of a complex, often inscrutable man. Therefore, James Mann’s examination of the president’s personal diplomacy with the Soviet Union is especially welcome. The journalist has written critically of conservative foreign policies in the past, but he finds much to admire in Reagan. No, the president did not single-handedly end the Cold War, nor was he the primary factor influencing its peaceful resolution. According to Mann, he was, however, optimistic and adaptable, relying on a set of Cold War values that emphasized the human character that existed under the communist system he so vehemently despised. These values ran counter to entrenched ideologies on both right and left, but they allowed him to see the promise of working with honestly reform-minded Mikhail Gorbachev.

Mann finds the key to Reagan’s rebellion in his particular moralistic perspective on the Cold War conflict. The president believed that the United States was a country of right, where democracy and capitalism best served the needs of the people. In contrast, Reagan viewed communism as a devious ideology imposed on an unwilling nation by disingenuous leaders. This Manichean approach to the political systems often made him aggressive and overbearing, inspiring his rhetoric of the “evil empire” and his unbending attachment to the “Star Wars” missile defense system. However, Mann argues that this separation of the people from the system also allowed for a certain flexibility. Reagan saw a real possibility for systemic reform if only a Soviet leader would abandon dictatorial control of the people. Mann contrasts this ideological worldview with the seemingly more moderate one held by the realist architects of détente, Richard Nixon and Henry Kissinger. The duo embraced a rigid model of geopolitical competition where the existence of two superpowers with contrasting ideologies made some conflict inevitable. Power relationships, and not specific leaders, fueled the feud. Managing the conflict through persistent pressure offered the only solution. Due to his faith in a laudable human side to the Soviet state, Reagan broke with his own party’s thinking. He embraced Gorbachev when he came to trust the man, moderating his suspicion of the Soviet actions in a way critics like Nixon could not understand.

This interpersonal relationship is Reagan’s lasting contribution to decreasing tensions. Mann makes this argument by examining a series of key moments in Reagan’s presidency. When Gorbachev first came to power, Reagan remained hawkish and distrustful of the new leader. The arch-Cold Warrior eventually warmed to the Soviet premier thanks partly to the intervention of popular author and Russophile Suzanne Massie and to the face-to-face meetings at Reykjavik and Geneva. Certainly, Reagan never fully abandoned his confrontational tone, perhaps best exemplified in his direct challenge to Gorbachev to tear down the Berlin Wall. Still, Mann considers even this a positive quality, as Reagan continued to push Gorbachev to make good on his opening of the Russian political system and the liberalization of its foreign policy.

President Reagan meeting with Soviet General Secretary Gorbachev for the first time during the Geneva Summit in Switzerland, 1985 (Image courtesy of Wikimedia Commons)

There is room for debate in some of these conclusions, but Mann shows clearly the key role of Reagan in keeping dialogue going after the initial summit meetings. Nixon, Kissinger, and even advisers like Frank Carlucci rightly believed that Soviet reforms were meant primarily to strengthen the country, yet in their support for more confrontational policies they missed the real potential of cooperation. The president was almost alone in his belief in the sincerity of Gorbachev’s calls for reduced tensions and the decisive role collaboration could play in positively shaping global politics. The president could not have predicted the rapid dissolution of the communist bloc or the Soviet Union, but he “grasped the possibility that the Cold War could end” and he sold this hope to a wary country over the objections of his own political party.

Ronald and Nancy Reagan greeting Moscow citizens during the Moscow Summit (Image courtesy of Wikimedia Commons)

Mann’s eminently readable book demythologizes Reagan, but it also celebrates his lasting if perhaps unpredictable contribution to ending the world’s most dangerous international conflict. Mann agrees with recent authors like historian Melvyn Leffler that Gorbachev’s actions lead to the peaceful resolution of the Cold War, though the Soviet premier does not take center stage. Reagan’s role was as the willing dance partner. Reagan was a hawk, but he was far less hidebound in his beliefs than many of his contemporaries. The president pursued the opportunity to reduce tensions when it presented itself. In a time when politicians from across the political spectrum are retreating into bunkers of partisanship, Mann is right to celebrate Ronald Reagan’s decision to ignore the party line.

Recent Posts