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Dean Page Keeton and Academic Freedom at UT Austin: Three Archival Letters

banner image for Dean Page Keeton and Academic Freedom at UT Austin: Three Archival Letters

One bonus of archival research is discovering documents irrelevant to the topic but so evocative that they can’t be ignored. In the State Bar of Texas archives, I found three letters from June 1960 between Werdner Page Keeton (1909-1999), Dean of the School of Law of The University of Texas, and two lawyers. Those letters caused me to detour from my project for a while.

Black and white image of W. Page Keeton, Dean of the UT Law School, 1949-1974
W. Page Keeton, Dean of the UT Law School, 1949-1974
Source: Law School Yearbook, 1959.

Homer L. Bruce, a tax-law partner of the Houston law firm Baker & Botts, sent the first letter to Keeton on June 15, 1960, with “carbon copies” to nine prominent members of the legal profession in Texas. Six days later, one of those nine recipients, a renowned oil and gas lawyer in a Fort Worth firm, Robert E. Hardwicke, also wrote Keeton. Both letters complained strongly about an article just published in the law school’s Texas Law Review by a UT tax-law professor, J. Henry Wilkinson, Jr. The article was titled “ABC—From A to Z,” and the letter writers were outraged that Wilkinson criticized a tax benefit for oil and gas companies known as the “percentage depletion allowance.” The third letter is Keeton’s June 28 response.

Image of letter from Homer L. Bruce to Dean Keeton dated June 15, 1960
Image of letter from Homer L. Bruce to Dean Keeton dated June 15, 1960
Homer L. Bruce to Dean Keeton, June 15, 1960
Source: State Bar of Texas, Archives Dept., via author.

The challenged article seems unremarkable today. Wilkinson’s topic was the “ABC” transaction, common in the oil-and-gas business. A producing property’s owner may sell a “production payment,” or a fixed quantity of the minerals to be produced, to a purchaser in a manner that takes advantage of the federal income-tax “allowance,” or deduction, of 27-1/2% of the property’s income, available to oil-producing taxpayers for the “depletion” resulting from the extraction of the minerals in the ground. Through patient examples, Wilkinson demonstrated that the ABC deal was not always as tax-advantageous as was believed. The article did refer to the allowance as “gratuitous.” And that observation drew the ire of Bruce and Hardwicke, who amplified their criticism by insisting that enemies of the depletion allowance—specifically, Hubert H. Humphrey—would use Wilkinson’s characterization of the percentage depletion allowance as “ammunition.”

Image of J. Henry Wilkinson, Jr's June 1960 article in Texas Law Review
Wilkinson’s June 1960 article in the Texas Law Review
Source: www.heinonline.com

In June 1960, when these letters were written, the Democratic Party’s national convention was a month away, and one still-active candidate for the presidential nomination was indeed Hubert Humphrey, then a two-term Senator from Minnesota who had consistently fought the depletion allowance in Congress. His fight against that and other “tax loopholes” had been unsuccessful but earned him respect as a reformer. In Texas, however, the depletion allowance was a sacred cow. The Texas Law Review had published an earlier article defending the depletion allowance, and the Chair of the Texas Railroad Commission, Ernest O. Thompson, wrote and spoke in favor of the allowance, and virtually all of the national legal literature and newspaper coverage in Texas about the allowance defended it. And Humphrey’s rival from Texas, Lyndon B. Johnson, was a protector of it. Humphrey later became LBJ’s vice-president but “never gave up” and, finally, in 1975, was gratified to see Congress abolish this tax “loophole.”

Black and white photograph of Hubert H. Humphrey
Hubert H. Humphrey
Source: WikimediaCommons

The addressee of the two letters, Keeton, was well acquainted with the oil and gas industry and its issues. He had earned the LL.B. in 1931 at UT, was hired to teach there, and quickly gained recognition in the field of torts, the law of civil injuries, and wrongful death. During World War II, he served in Washington as an executive of the Petroleum Administration for War. After a stint as dean of the Oklahoma University Law School, he accepted the deanship of UT’s law school in 1949, serving until 1974. He distinguished himself at both law schools by fostering racial integration and by continuing to teach torts as well as serving as dean. The law school grew during his deanship, and UT law alumni/ae revere Keeton. The city of Austin renamed the street alongside the law school for him, and he is buried in the State Cemetery by gubernatorial proclamation.

Moreover, Keeton was stalwart and adept, in protecting academic freedom at the law school. One innovative key to his success there was to liberate the school from overreliance on legislative appropriations by creating the UT Law School Foundation to receive alumni/ae contributions. Important supporters of this initiative were law graduates who attained positions of power within the oil and gas industry. For instance, Rex G. Baker of Humble Oil was a key supporter of the Foundation—and also a staunch defender of the depletion allowance.

Those relationships did not deter him. Keeton formulated a masterful response to the two letters that foreclosed any further discussion. “You realize, of course,” he began, “that I cannot act as any kind of a censor and do not even attempt to act as such with respect to what goes in the Review.” Having matter-of-factly vindicated academic freedom, the Dean added that he did not read Wilkinson to make any judgment about “merits or demerits of the percentage depletion allowance.” And by pointing out that the ABC structure does not always work as expected, “Wilkinson may have done a service to the oil industry.” Keeton also observed that the challenged word “gratuitous” was simply “a descriptive term,” indicating that the amount of the tax deduction was not tied to the cost of the property; the tax benefit was indeed essentially free to the oil and gas taxpayer.

Picture of a letter from Dean Page Keeton to Homer L. Bruce dated June 28, 1960
Dean Page Keeton to Homer L. Bruce, June 28, 1960
Source: State Bar of Texas, Archives Dept., via author.

Academic freedom at UT has had a long history. In 1917, when Governor James E. Ferguson vetoed appropriations for UT because the President would not dismiss faculty to whom Ferguson objected, the Legislature, at the urging of UT alumni/ae, impeached and removed him. In his 1986 oral history interview, Keeton recounted less spectacular but nonetheless significant instances during his tenure of politicians and the Board of Regents seeking to meddle with the faculty and academic matters, efforts Keeton successfully repulsed. But Keeton’s defense of academic freedom was not always public, as in the example of these previously unknown letters in the archive. Keeton’s handling of that situation in June 1960 highlights the ongoing task of University leaders to protect academic freedom, and it burnishes both Keeton’s legacy and the reputation of UT as a place for the free exchange of knowledge and viewpoints.

The State Bar of Texas’s Archives Department, also known as the “Gov. Bill and Vara Daniel Center for Legal History,” contains the Bar’s permanent records. The Archives’ professional archivist also manages and provides access to the collections of the Texas Bar Historical Foundation there. The archives are located in the Texas Law Center in Austin, Texas. The three letters were contributed to this archive in 1992 by J. Chrys Dougherty, a historically minded lawyer; his father-in-law, Ireland Graves, was one of the nine cc recipients of the three letters.


Josiah Daniel (UT Law, J.D. 1978; UT History, M.A. 1986) is a Retired Partner in Residence of the international law firm Vinson & Elkins LLP in its Dallas, Texas office. After four decades of law practice, he now is focusing on the history of the legal profession in Texas and is writing a biography of Dallas congressman Hatton W. Sumners (1875-1962), based on his papers in the Dallas Historical Society’s archive. His C.V. is on his blog: http://blog-josiahmdaniel3.blogspot.com/2018/03/cv.html. He may be reached at jdaniel@velaw.com.

Sources for this article include:

Lewis L.Gould, Progressives and Prohibitionists: Texas Democrats in the Wilson Era (Austin: UT Press, 1973).

“W. Page Keeton, An Oral History Interview” (Austin: UT Austin School of Law, Tarlton Law Library, Legal Bibliography Series No. 36 (1992) 49-52, 69-74.

Theodore H. White, The Making of the President 1960 (N.Y., Harper, 1963)

The views and opinions expressed in this article or video are those of the individual author(s) or presenter(s) and do not necessarily reflect the policy or views of the editors at Not Even Past, the UT Department of History, the University of Texas at Austin, or the UT System Board of Regents. Not Even Past is an online public history magazine rather than a peer-reviewed academic journal. While we make efforts to ensure that factual information in articles was obtained from reliable sources, Not Even Past is not responsible for any errors or omissions.

Hatton Sumners and the Retirement of Supreme Court Justices

We are especially pleased to post this essay by a long-time supporter of the UT Austin Department of History. Josiah M. Daniel III, of counsel at the international law firm Vinson & Elkins, LLP, received his J.D. from The University of Texas School of Law in 1978 and his master’s degree in History from UT in 1986.  In 2011, Mr. Daniel was elected to membership in the prestigious American Law Institute. He is an inaugural member and former Chair of the UT History Department Visiting Committee.

By Josiah M. Daniel, III

Working this month in historical archives and observing the news of the April 10, 2017 appointment of Neil Gorsuch to replace Justice Antonin Scalia, who died in 2016, have reconfirmed for me that history (if known) can illuminate current events.

Appointments of Justices of the Supreme Court are matters of high public interest. Presidents appoint individuals for that office, with “advice and consent” of the Senate, because their nominees share the president’s views on key public issues. After all, the final word on constitutionality and interpretation of legislation and executive actions resides with the Court as part of the Constitution’s checks and balances. And, as mandated by Article III, Supreme Court justices, and all federal judges, serve lifetime appointments “during good Behaviour” with “compensation . . . not [to] be diminished during their continuance in office.”

The Supreme Court Building (via Wikimedia Commons).

Presidents are attuned to the age and health of each serving justice in anticipation of vacancy, whether by death, resignation, or retirement. On the other side, the decision of any justice of advancing years to leave office, rather than to serve until death, has often been a difficult personal choice. For the past 80 years, that decision of aging justices has been eased by an  enactment sponsored by a Dallas congressman, Hatton W. Sumners (1875-1962).

Sumners’ statute, the 1937 Retirement Act, guarantees undiminished lifetime salaries to retiring justices and it authorizes them to continue in the adjudication of federal cases in the lower courts, if desired. Sumners had been appalled when, early in the Great Depression, Justice Oliver Wendell Holmes, aged 90, resigned after thirty years’ service and had his pension immediately halved in a penny-pinching measure. The Retirement Act prevented that situation but is also noteworthy because of its role in the “court-packing crisis” of 1937.

Sumners’ definitive biography remains unwritten, but he was a significant Congressman over four decades of the 20th century. In 1894 Sumners moved from Tennessee to Texas and quickly became a lawyer. In 1912 he won the at-large seat for the U.S. House of Representatives and two years later he won a seat in Dallas’ Fifth Congressional District, which he held until 1946. His papers reside in the archive of the Dallas Historical Society, where I have been reviewing them.

Congressman Hatton W. Sumners in 1938 (via Wikimedia Commons).

Sumners was devoted to his work and old fashioned in dress and speech. One woman who lobbied him in the late 1930s described him as “the epitome of the Southern conservative [who] even wore a frock coat. . . . a relic of the past.”  From 1932 until he left office, Sumners chaired the House’s Judiciary Committee, a position he used, among other things, to block anti-lynching legislation based on his spurious and degrading view of African Americans. This did not prevent President William Howard Taft from calling him “the best lawyer in Congress,” or a 1939 LIFE magazine poll rating him most highly for integrity among all Congressmen (a video clip of Sumners speaking in 1937 can be found here).

Roosevelt’s first term, from 1933 to 1937, generated a surge of innovative legislation, commonly known as the “New Deal,” that tackled the deep economic and social problems of the Great Depression with innovations such as Social Security, relief for the poor and unemployed, reform of the financial system, and economic recovery.

A scene of destitution during the Great Depression (via Wikimedia Commons).

But virtually all of those new federal laws were challenged in the federal courts on constitutional grounds including the argument that the legislation violated “substantive due process,” the predominant constitutional theory typified by the famous Lochner v. New York decision of 1905 that generally vindicated private-property rights over other interests and policies.

On the Supreme Court, the “Four Horsemen,” Justices Willis Van Devanter, Pierce Butler, James Clark McReynolds, and George Sutherland, were committed to that doctrine; and, at the start of the series of overturnings of New Deal enactments in 1935 and 1936, their ages ranged from 69 to 76 (at the time, male life expectancy was 60). The newest justice, Owen Roberts, appointed by President Herbert Hoover in his final year in office, joined them frequently for the 5-4 majority in those cases. FDR was outraged and after winning reelection by a landslide in November 1936, the President announced his so-called “court-packing plan” to overcome this roadblock to his legislative agenda by increasing the Supreme Court’s membership from nine to a maximum of fifteen if justices reaching the age of 70 declined to retire.

Sumners had joined the New Deal legislative team when Roosevelt took office in 1933, but he was more conservative than the President, often seeking to steer a middle-of-the-road course on the various issues of FDR’s legislative program.

‎President Roosevelt signing New Deal legislation, 1933 (via Wikimedia Commons).

After a preview of the court-packing plan at the White House on February 5, 1937, Sumners made a pithy comment that was misquoted, then and subsequently, as “Boys, here’s where I cash in my chips,” interpreted to mean he was departing the FDR team because he disagreed with its tactics.

But as a letter in the Dallas Historical Society’s archive shows, Sumners had not spoken the last two words, “my chips,” and what he meant was “to go in and to do what I could to help straighten things out.”  Sumners helped defeat FDR’s plan to pack the Court with more progressive justices; but in the same letter, written after the defeat of the plan, he added that in the future “it will be generally agreed that I have been able in this matter to render a service of value to the President, the party, and the country, especially when considered in connection with the other legislation which I sponsored.”

That last reference was to Sumners’ efforts, prior to Roosevelt’s unveiling of the court packing plan, to accomplish the President’s desired result—the addition of new, more progressive members to the Supreme Court—by other paths. On one hand, he was close to and in communication with Van Devanter and the Chief Justice, Charles Evan Hughes, urging calm and patience about the court-packing plan.

Sumners to Charles Evans Hughes, March 22, 1937 (Sumners Papers, Dallas Historical Society, via author).

On the other hand, the congressman sponsored a bill to incentivize the older justices to retire by assuring the continuity of their salary if they were to do so. On January 11, 1937, he had introduced H.R. 2518:

Justices of the Supreme Court are hereby granted the same rights and privileges with regard to retiring, instead of resigning, granted to [all other federal] judges . . ., and the President shall be authorized to appoint a successor to any such Justice of the Supreme Court so retiring from regular active service on the bench, but such Justice . . . so retired may nevertheless be . . . authorized to perform such judicial duties, in any judicial circuit . . . as such retired Justice may be willing to undertake.

Sumners’ bill sailed through Congress, and on March 1, 1937, the President signed it into law.

H.R. 2518, enacted as Public Law No. 10, codified at 28 U.S.C. § 375 (via Legisworks).

The court-packing plan was defeated in the Senate, 70-20, on July 22. Most historians credit the defeat, not to Sumners’ Retirement Act, but to the “Switch in Time that Saved Nine.” That is, the youngest justice on the court, Owen Roberts, who had been voting with the Four Horsemen in those 5-4 reversals of first-term New Deal programs, suddenly voted to sustain the constitutionality of the minimum wage law in a decision issued by the Court on March 29, 1937. Commentators have noted, for instance, that Roberts cast his vote in that case before the advent of the court-packing plan, and some have perceived a jurisprudential shift already underway.

But the most recent scholarship substantially credits Sumners, who obtained an initial draft of the Retirement Act from FDR’s team, for pushing it through quickly, which did in fact induce several rather quick retirements. These retirements gave Roosevelt vacancies to fill, assuring the survival of New Deal legislation and enabling FDR to shape the Court for a long time.

Justice Van Devanter on his last day before retirement, with Chief Justice Charles Evans Hughes (via Wikimedia Commons).

First, Justice Van Devanter took advantage of Sumners’ enactment and retired on June 2, 1937 at age 78, which vacancy FDR filled with one of most consequential justices of the twentieth century, Justice Hugo Black. Then Justice Sutherland retired on January 17 the next year, replaced by Justice Stanley Reed.

In the decades since, only five justices have resigned, most recently Abe Fortas in 1969, but 24 have retired with the benefits of the Retirement Act. Some retired justices have elected to continue to adjudicate cases. Justice Tom Clark sat, after his 1967 retirement, in the lower courts for ten years, and more recently Justice Sandra Day O’Connor, who retired in 2006, has joined judicial panels deciding scores of cases in the Courts of Appeal in almost all federal circuits.

Today, two sitting justices are in their 80s, and one is 78. Will the Retirement Act encourage any of them to retire and provide an additional appointment opportunity for the current administration?

Sources:Hatton W. Sumners Papers, Dallas Historical Society.Elmore Whitehurst, “Hatton W. Sumners: His Life and Public Service: An Extended Biographical Sketch,” n.d., Web

William E. Leuchtenburg, The Supreme Court Reborn: The Constitutional Revolution in the Age of Roosevelt (1995)

Marian McKenna, Franklin Roosevelt and the Great Constitutional War: The Court-Packing Crisis of 1937 (2002)

Burt Solomon, FDR v. the Constitution: The Court-Packing Fight and the Triumph of Democracy (2009)

Judge Earl Glock, “Unpacking the Supreme Court: Judicial Retirement and the Road to the 1937 Court Battle,” Mar. 2017, Web


You may also like:

History Calling: LBJ and Thurgood Marshall on the Telephone, by Augusta Dell’Omo.
Could a Supreme Court Justice be President?, by Lewis Gould.
George on the Lege, a nine-part series on the Texas legislature, by George S. Christian.

A Texas Historian’s Perspective on Mexican State Anticlericalism

By Madeleine Olson

Housed in a miscellaneous folder in the Nettie Lee Benson Latin American Collection is an assortment of thirteen broadsides, letters, newspapers, and drafts of two articles by prominent Texas historian Herbert Gambrell (1898-1982). Gambrell had a long and prestigious academic career studying Texas history as a fixture at Southern Methodist University. These documents all originate from a summer research trip to Mexico City, where, in 1925, Gambrell studied the creation of a new, factional, schismatic Mexican Church, the Apostolic Mexican Catholic  Church (known by its Spanish acronym, ICAM), in order to better understand the causes and impacts of the budding movement. These papers give us a particularly interesting view into Mexican cultural life in the 1920s through the lens of Church relations and offer understanding of state-sponsored anticlericalism during this period.

Black and white photograph of leaders of the 1910 Mexican Revolution after the First Battle of Ciudad Juarez (SMU Central University Library via Flickr).
Leaders of the 1910 Mexican Revolution after the First Battle of Ciudad Juarez (SMU Central University Library via Flickr).

In February 1925, one hundred men took over the Catholic Church of La Soledad in Mexico City, removed the head priest of the church, and announced that they were converting it into the Apostolic Mexican Catholic Church (ICAM).  An ex-clergyman by the name of Joaquín Pérez then entered and announced he was the “Patriarch” of this new Church. Breaking off from the Roman Catholic Church, the ICAM pledged allegiance to the Mexican state instead of recognizing the Papacy in Rome as the spiritual head of the church. Picking and choosing which Catholic dogmas, or fundamental tenants of the faith, to keep, this new church allowed priests to marry, offered mass in Spanish, instead of Latin, left biblical interpretation to the individual, and did not require members to pay tithes, or financial contributions to the church. ICAM took root in several hundred communities in the southern and central states of Mexico and, in some places, lasted until the 1940.

This incident occurred in the context of renewed anticlericalism and persecution in Mexico and it contributed to the start of the Cristero Rebellion, when from 1926 to 1929, Catholic peasants took up arms against the state in order to restore the place of the Roman Catholic Church in Mexico. The Mexican president, Plutarco Elias Calles (1924-1928), a Protestant and fervent anti-clerical, blessed this schismatic Mexican Church and allowed it to function freely during his presidency. Its creation represented one challenge of many during this time to the position of the Roman Catholic in Mexico.

Photograph of the front facade of the Church of La Soledad in Mexico City, Mexico
Church of La Soledad, Mexico City (via Wikimedia Commons).

Herbert Gambrell arrived in Mexico City only six months after the birth of this schismatic church. The drafts of his articles come from interviews with the head of the ICAM, Joaquín Pérez, and Mexican Secretary of the Chamber and Government, López Sierra. Also included in this folder are newspaper clippings relating to the ICAM, a reprint of the ICAM’s main ideology, called Bases fundamentals, a personal letter, and a short letter from López Sierra asking him to share the findings from his articles.

Trying to contextualize the creation of the new church, Gambrell starts out by commenting that this is not the first effort to lead Mexicans away from the Catholic Church in Rome, but this is one of the most successful examples. The ICAM arose from a long nationalistic tradition in Mexico, as the church’s slogan, “Mexico for Mexicans,” suggests. Nevertheless, the church remained controversial in Mexico. Gambrell notes that there were pamphlets plastered all around the city reading “Viva el papa!” (Long live the Pope) alongside those proclaiming “Muera el papa! Viva Mexico,” (Death to the Pope, Long Live Mexico) suggesting the controversy remained unresolved.

Gambrell’s observations about the creation of the ICAM emphasize the disjointed implementation of certain segments of the Mexican Constitution. After the Mexican Revolution of 1910, the  Constitution of 1917 was written with a liberal, secularist, political view: various articles limited the power of the Catholic Church within Mexico in an effort to strengthen the government. Because Article 130 of the Constitution required the nationalization of all church property, Gambrell remarked that the ICAM ran into obstacles because their private Churches were not publicly owned “templos.” Another 1917 article required foreign-born priests to be removed from their positions in the Catholic Church, many of whom were replaced by Mexicans. The ICAM’s nationalist message was less powerful now that the Catholic Church was less “foreign.”

Black and white photograph of Mexican president, Plutarco Elias Calles standing with members of the Apostolic Mexican Catholic Church
President Calles stands center, with a mustache (via Wikimedia Commons).

The budding evangelical church was not without faults, according to Gambrell. He comments on one of the major faults of the movement, namely the absence of proper leadership. The ICAM was also more political than spiritual: “It is semi-political in its makeup . . . a religious movement which does not come from a deep spiritual ideal can succeed more or less apparently, but does not triumph in a definite way.” Gambrell concluded that the success of the new church would only show itself with time.

Gambrell’s insights provide a particularly fascinating perspective as he, himself, came from an evangelical family, growing up with a Baptist pastor. His opinions were formed through the lens of his own experiences as the son of a Baptist pastor.  Gambrell believes that ICAM marked an important step towards what he considered real progress and celebrates that “Rome’s grip has been weakened, seriously weakened, by the movement, nor will she ever be able to regain what she has lost.”  With documents written in both English and Spanish, this collection is an accessible resource for interrogating state anticlericalism and the 1917 Mexican constitution.


Sources:

Herbert Gambrell Papers, “The New Catholic Church of Mexico,” Benson Latin American Collection, (all quotes come from this collection of documents).
David C. Bailey, Viva Cristo Rey, The Cristero Rebellion and the Church-State Conflict in
Mexico, (Austin: University of Texas Press, 1974)

You may also like:

For Greater Glory (2012), reviewed by Cristina Metz.
War Along the Border: The Mexican Revolution and the Tejano Communities edited by Arnoldo De León (2012), reviewed by Lizbeth Elizondo.
The Power and the Glory by Graham Greene (2003), reviewed by Matthew Butler.


The views and opinions expressed in this article or video are those of the individual author(s) or presenter(s) and do not necessarily reflect the policy or views of the editors at Not Even Past, the UT Department of History, the University of Texas at Austin, or the UT System Board of Regents. Not Even Past is an online public history magazine rather than a peer-reviewed academic journal. While we make efforts to ensure that factual information in articles was obtained from reliable sources, Not Even Past is not responsible for any errors or omissions.

Secrecy and Bureaucratic Distancing: Tracing Complaints through the Guatemalan National Police Historical Archive

By Vasken Markarian

On June 1982, two pages of official letter sized paper marked by the symbol of the Ministry of Finance made their way across a network of various bureaucratic desks of the National Police of Guatemala. A rural farmer and grandfather from Uspantán in El Quiché, Julio Ortiz (this is a pseudonym for reasons of privacy and safety) was addressing a top-level Police Chief in the capital city about his deep concern for a missing grandson. Kidnapped by a certain state authority figure under the false accusation of subversive activity, Julio’s grandson was missing and Julio had no information as to his whereabouts. The letter was Julio’s plea to the Chief to find out what happened to his grandson, pointing out that such a disappearance was “unjust.”

El Quiché department (via Wikimedia Commons).

This and many other similar complaints to authorities, called denuncias, or complaint reports, flowed into the offices of police officials and clerks at an alarming rate during the 36 years of civil war in Guatemala. They represented the responses of people in Guatemala to the widespread political agitation and repression that in some way or another affected their loved ones and friends, a pattern of repression that was the staple of successive governmental regimes with heavy anti-communist agendas since 1954. Julio’s 1982 denuncia belonged to a period in Guatemala’s history when state authorities ignored legal due process, violated civil rights and constitutional guarantees, and maintained widespread impunity for Police and Military actors.

For historians of Guatemala, a document such as this may be only one of a large number of such denuncias, yet Julio’s letter nevertheless serves to help us make educated guesses about the nature of the State Police in Guatemala, about secrecy in the structure of institutionalized violence, and about the relationship between Guatemalan society and its authoritarian figures. What stands out about this document in particular is the number of possible intermediaries involved in producing it and passing it along. To better understand such a document, we can try to recreate the course it ran, before reaching a final audience and a final verdict.

The National Palace in Guatemala City was the seat of the Guatemalan government during the civil war and the target of several attacks (via Wikimedia Commons).

As we zero in on the finer details of Julio’s denuncia, three important trends reveal themselves. First, it is likely that a lawyer or clerk, rather than Julio himself, who was a farmer in a rural town, produced this complaint. The denuncia was typed on formal letter sized paper that had to be bought from the Ministry of Finance. It uses formal language that had to be typed by someone with the resources to do so. The guidelines for what was considered a proper complaint were strict; anything that violated the guidelines would be thrown out.

A formalized complaint-making process was not the only clue that sheds light on the complaint making process. Other traces point to the intervention of a host of different offices, officers, and clerks before the letter reached its final destination. For example, certain stamps and signatures suggest its passing from a local police station or lawyer in El Quiché to the Department of Technical Investigations in the capital, Guatemala City, and then back to the Chief of Police in El Quiché. The back and forth journey of Julio’s letter from the local town to the capital and back was a reflection of the centralized but also dispersed nature of the Police bureaucracy.

Indigenous Ixil people exhume the remains of their disappeared loved ones from a killing field in Guatemala (via Wikimedia Commons).

If Julio had known about the back and forth movement of his denuncia, he still might have hoped his complaint would remain intact. What he had no control over, however, was the fact that the content of his denuncia had to be diluted as it passed through Police offices. A separate cover letter attached to the complaint appeared in front of it. The Inspector General had stamped it, and it also included many clues to suggest that it passed through the hands of one or more clerks in the Inspector General’s office. For example, a one-sentence summary of the contents of the letter appears conspicuously scribbled sideways on the margins, indicating that some clerk in the Inspector General’s office or in the Chief of Police of Quiche’s office wanted to make approaching the document more efficient for the next person who was to read it.

What do these tentative conclusions say about the ability of Julio to make his complaint heard? Efficiency and conciseness were important priorities for police clerks. The diluting of his denuncia and its passing through dispersed offices created distance between the person making the complaint and the highest office where the record ended up. This gap then, contributed to the difficulty for people like Julio to reach authorities and be heard in a more authentic way.

The Guatemalan National Police Historical Archive was discovered in 2005 (via AHPN).

Julio  was not likely to receive an answer to his complaint. Like many others, it passed through a complex process of formalizing and diluting while physically moving through a network of intermediaries that was hierarchical and centralized yet dispersed and secretive. Guatemalan authorities rarely responded to inquiries about disappeared or illegally detained family members or friends. This official silence by the police was not simply the product of inaction and indifference. It depended on a concerted effort by various bureaucratic actors to process information and, in so doing, alter its meaning and significance. Over the course of the civil war, thousands of heartfelt denuncias fed an enormous police archive that represented police repression and secrecy.

In a country such as Guatemala with a legacy of state institutionalized violence and impunity, the millions of denuncias such as Julio’s letter, uncovered in the National Police archive, are important tools for seeking justice. Sometimes, they can help uncover links to other documents that serve as further evidence. Thinking about how intermediaries are an integral part of institutional secrecy, we can deconstruct the image of the police state as a homogenous entity. We can locate the responsibilities that rested on the shoulders of important actors at different levels of the authoritarian infrastructure.

Sources:

Digital Archive of the Guatemalan National Police Historical Archive.  For reasons of privacy and safety, I have chosen not to cite the specific location of this document.

Archivo Histórico de la Policía Nacional, From Silence to Memory: Revelations of the Archivo Histórico de la Policía Nacional (Eugene, OR: University of Oregon, 2013).

You may also like:

Two documentaries on Guatemala’s violent civil war.
Great Books on La Violencia in Guatemala.
Virginia Garrard-Burnett on La Violencia in Guatemala.

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