Colonialism Archives - Not Even Past

Our America: A Hispanic History of the United States, by Felipe Fernández-Armesto (2014)

From the editors: One of the joys of working on Not Even Past is our huge library of amazing content. Below we’ve updated and republished Jorge Cañizares-Esguerra’s brilliant and moving review of Felipe Fernández-Armesto’s magisterial Our America: A Hispanic History of the United States.

I first came across Felipe Fernández-Armesto many more years ago than I care to admit: I met his words first, before I met him. I was dazzled by Felipe’s Columbus: the flow, the style of his writing, the power of his argument. And then I came across Millennium. I had just finished graduate school and I was earning my bread and butter teaching large survey classes of Latin American History, and even larger ones of World History. I was to offer kids sweeping panoramas: from the age of the dinosaurs to current events, namely, the Cold War. Global history was yet to produce a multimillion dollar textbook industry. So Millennium came to me as a breadth of fresh air: irreverent, fast paced, learned, entertaining, full of strange and fascinating vignettes, from Ming China to Peronist Argentina. I was then writing my How to Write the History of the New World. I had a fellowship to the John Carter Brown Library.

One of the first things I learned at the JCB was that Felipe occupied the office right next to ours. We had 8 cubicles. His was for him, alone. He kept sherry in his office. His accent and demeanor made him seem unapproachable. I don’t remember the official title he was given, some kind of JCB lordship: The Lord of the Rings, I think. During the fellows’ luncheons he would tear into the other fellows’ arguments with probing, disarming questions, prefaced always by a learned and most insightful comment on any and every field of expertise. When asked about his own research, he would reply “civilizations.” It turns out, that year, he was writing that book. The whole thing was frightening to me at the time.

The John Carter Brown Library's MacMillian Reading Room: a large, richly decorated hall with a high ceiling. Low bookshelves and large pieces of art line the walls.; desks with work stations stand in the middle of the room. A few researchers are visible at the desks. — *The John Carter Brown Library’s MacMillan Reading Room, Brown University, Providence, Rhode Island. Source: Wikimedia Commons.*

And then one day, I noticed Felipe spoke Spanish. I approached him for the first time in Spanish and a friendship emerged. He came for dinner and met my kids, Sebastian and Andrea, both then toddlers. Later Felipe would read my manuscript and help me improve it before it became a book; he wrote a blurb when it was published; promoted it in England and beyond; got it noticed in The Economist; passed judgment on my tenure; followed me around with letters of support in my peripatetic existence. Felipe and his awesome power changed my career and buoyed up my self-esteem. I owe him big.

Felipe and I share something beyond friendship and a common language: our view of the past. The book before us, Our America, epitomizes that shared view. It is about turning perspectives upside down. It is about reading self-satisfying narratives of the past irreverently, mockingly, unsparingly. It is about elucidating the political work that History, with capital H, does. History creates myths that move and inspire, but it also creates myths that silence. Our America is a book about myths: the fountain of youth, the cities of Cibola, the pursuit of King Arthur, the realm of Queen Calafia, the curse of Zorro, the revenge of Moroni, the republic of Hesperus. Our America narrates the history of the United States from a perspective I have often tried to use myself: from the South, rather than the East.

The book is divided into three periods: 1) when Hispanics loomed large over the colonial territories that are now the United States; 2) when Hispanics lost power in the 19th century as the Anglo imperial frontier expanded into the West, Mexico, the Caribbean, Central America, and the Pacific, and when Hispanics came to be seen as racially inferior, misbehaving children to spank and educate; and 3) when Hispanics in the 20th century slowly crawled their way back from marginalization to claim forcefully a central role in the polity, demographically, politically, and culturally.

The first period uses the myths of the fountain of youth, the cities of Cibola, the knights of King Arthur, and the realm of queen Calafia to demonstrate how the Hispanic dimensions of US colonial history shaped its every detail, from Roanoke, to Jamestown, to Plymouth, to Massachusetts Bay, to Charleston, to the Ohio River Valley, to the siege of Yorktown. From the Puritan plantations to the American Revolution. Hispanics shaped every colonial event described in college textbooks.

The second period makes for tearful, tragic reading: losses, lynching, brutality, and racial slurs aimed at Hispanics, Indians, Blacks, all lumped together. Felipe follows El Zorro and the Mormon prophet Moroni to describe the losses of California, Texas, the Rockies, the Marianas, Guam, the Philippines, and Puerto Rico, where Hispanics, Blacks, Comanche, Sioux, Apache, and Pacific Islanders had created shared worlds together for generations. Those shared worlds were found in the prairies, on the Mississippi (from the Ohio all the way to Louisiana), and on the Pacific coast (from Monterrey and Baja to Manila). These worlds surrendered to industrialization, machine guns, railroads, steamboats, industrial tractors, and millions of land hungry illegal immigrants from England, Germany, Italy, Ireland, Norway, and Central Europe, who came to the land to act as, say, Texas Rangers and carry out genocide.

The third period is not less tragic; it narrates the age of braceros and forced deportation, from the Great Depression to the Great Recession. Felipe reminds us that liberal Obama, who won his first and second presidency on the back of the Hispanic vote, has deported 1.4 million undocumented immigrants, four times as many as George W Bush, who only managed to deport 400,000. But this age of violence and racism, and merciless labor exploitation, has also experienced the Return of Aztlan: a huge demographic explosion, the Chicano movement, Cesar Chavez, and Civil Rights. And it also seems to be on its way to turning the Anglo republic into a republic of Hesperus, the king of the Hesperides, whose islands the chronicler Fernandez Oviedo claimed where in fact Hispanic colonies.

Seven men in work clothes pose for a photograph in a beet field near Stockton, California in this black-and-white photograph. — *Marjory Collins, photographer.* Stockton (vicinity), California. Mexican agricultural laborer topping sugar beets. 1943. Source: Library of Congress Prints and Photographs Division.

There is little with which to take issue in this book. I share Felipe’s perspective and passion. I wish I could claim I also share his panache, wit, and style. The book is filled with insight, one-liners, and striking reversals of traditional narratives. Let me share with you a few:

Describing how millions of acres were stolen from rancheros in Texas, Nuevo Mexico and California in the 19th century to create large Anglo latifundias, Felipe points out: “The notion that US rule always broke latifundias and introduced morally superior smallholders is risible.”
His account of guerrilla fighters and rebels like Joaquin Murrieta who acted as social bandits in Texas and California explores also the emergence of the literary character of El Zorro as the first superhero to emerge in the US. Felipe then adds: “It is to me a delicious irony that a great line of American superheroes, with their lone trajectories, their alienating experiences, the disguises that place them outside society, and the astonishing dexterity with which they stun evildoers, goes back to a prototype who was a legend of anti-US resistance.”
His description of what the arrival of Anglo capital and law into New Mexico meant, is guided by the reading of the autobiography of Agnes Morely Cleaveland. After a description of her romantic narrative of frontier violence and odd Anglo characters, Felipe bitingly concludes: “Agnes Cleaveland was the chronicler of the Americanization of New Mexico, and her evidence, because it is neutral, is decisive in demonstrating that the United States was not a “civilizing influence.” On the contrary it brought more lowlifes, scapegraces, and refugees from civilization to the colony than ever before.”

I could multiply the examples, but you get the point.

I would not do my job if I were not to deliver some critical comments on Felipe’s book. So to conclude, let me offer a few.

I enjoyed the first section more than I did the second, and the second more than I did the third. The third section on the revitalization of Aztlan and the return of Hispanics into the mainstream of America follow the Chicano narrative too closely to offer fresh insights. How to present Hispanics as something more than undocumented or exploited laborers? How to populate the more recent history of the Hispanic diaspora with Nobel Prize winners, scientists, philosophers, economists, opera singers, and captains of industry to offset the dominant image of popular culture, one of curvaceous Shakira and awesome yet corrupt baseball players? And there is the history of the reverse: the “USification” of Latin America, namely, the transformation of a region by capital, values, and returnees from the United States. In the South there lies the Anglo just as deeply within as lies the Hispanic within the North. We can no longer sever the Hispanic from the Anglo, neither here nor there.

The second section on tragic outcomes, therefore, could have been balanced by a more continental approach of mutual influences, cutting both ways. It could have yielded a narrative of Hispanic influence and continental creativity beyond the bandit and the pistolero. I have in mind the printing presses of Philadelphia that in the first half of the nineteenth century became an endless source of books and ideas, shaping Latin America’s public sphere, just as much as did the books printed in London or in Paris in Spanish in the nineteenth century. There is also the case of the origins of American international law and the law of nations that Greg Grandin has so insightfully described in a recent article in the American Historical Review. Grandin shows that jurisprudence and identities, both in the North and South, were the product of codependences and mutual influences. In short, the Hispanic 19th century in the US is much more than dispossession and violence (for other examples of what is possible, see also Gregory Downs’ provocative essay on the Mexicanization of 19th-century American Politics).

The first section is for me the most satisfying and the one about which I know most. It manages to do what was a call to arms for me in 2006, namely, to Iberianize the early modern Atlantic. There are a few Puritan Conquistadors walking through Felipe’s pages. I therefore felt confirmed, justified, in short, delighted. But even here more could be done. I have encountered, for example, English Calvinist debates on colonization, in the 1610s in 1629 that were thoroughly shaped by Iberian categories of dominium and sovereignty. The odd figure of Roger Williams with his radical ideas about religion and state can better be interpreted if we put him in dialogue with Las Casas. Williams knew well the ideas about the radical separation of spiritual and temporal sovereignty so forcefully presented by Bartolomé de Las Casas and Francisco de Vitoria to undermine any Spanish claims of rightful possession of property and authority in the Americas. Williams got to his ideas about state and religion by first offering a critique of Calvinist and Stuart notions of dominium and sovereignty in America. This facet of Williams completely escaped Edmund Morgan’s pioneering study published 50 years ago. In 2012 it continues to escape John Barry, whose Roger Williams and the Creation of the American Soul remains as parochial as Morgan’s. Both Barry and Morgan should have known better had they not be so provincially Anglo: to study Williams is to study Las Casas and Vitoria. To paraphrase Berry and to capture Felipe’s spirit, to study the creation of the American soul is in fact to study the creation of the Hispano-American soul.

The views and opinions expressed in this article or video are those of the individual author(s) or presenter(s) and do not necessarily reflect the policy or views of the editors at Not Even Past, the UT Department of History, the University of Texas at Austin, or the UT System Board of Regents. Not Even Past is an online public history magazine rather than a peer-reviewed academic journal. While we make efforts to ensure that factual information in articles was obtained from reliable sources, Not Even Past is not responsible for any errors or omissions.

Imperial Boredom: Monotony and the British Empire by Jeffrey A. Auerbach (2018)

by Amina Marzouk Chouchene | First Published by The Imperial and Global Forum

The British Empire has been firmly tied to myth, adventure, and victory. For many Britons, “the empire was the mythic landscape of romance and adventure. It was that quarter of the globe that was colored and included darkest Africa and the mysterious East.”[1] Cultural artifacts such as music, films, cigarette cards, and fiction have long constructed and reflected this rosy vision of the empire as a place of adventure and excitement. Against this widely held view of the empire, Jeffrey Auerbach identifies an overwhelming emotion that filled the psyche of many Britons as they moved to new lands: imperial boredom. Auerbach defines boredom as “an emotional state that individuals experience when they find themselves without anything particular to do and are uninterested in their surroundings.”[2]

Unenthused British Men and Women in India (via Wikimedia Commons)

Auerbach identifies the feeling as a “modern construct” closely associated with the mid-eighteenth century. This does not mean that people were never bored before this, but that they “did not know it or express it.”(p.4) Rather, it was with the spread of industrial capitalism and the Enlightenment emphasis on individual rights and happiness that the concept came to the fore.

In a well-researched and enjoyable book, the author argues “that despite the many and famous tales of glory and adventure, a significant and overlooked feature of the nineteenth-century British imperial experience was boredom and disappointment.”(p.4) In other words, instead of focusing on the exploits of imperial luminaries such as Walter Raleigh, James Cook, Robert Clive, David Livingstone, Cecil Rhodes and others, Auerbach pays particular attention to the moments when many travelers, colonial officers, governors, soldiers, and settlers were gripped by an intense sense of boredom in India, Australia, and southern Africa.

Imperial Boredom by Jeffrey A. Auerbach (2018)

In five thematic chapters, “Voyages”, Landscapes,” Governors,” Soldiers”, and “Settlers,” Auerbach shines new light on the experience of traversing, viewing, governing, defending and settling the empire from the mid-eighteenth century to the early twentieth century. (p.6) The monotonous nature of the sea voyage, dreary and uninteresting imperial lands, daily routine, depressingly dull dispatches, mind-numbing meetings are some of the sources of an utter sense of imperial boredom.

Although Auerbach’s book traces imperial boredom from the mid-eighteenth to the early twentieth century, he makes it clear, from the beginning, that the sense of boredom experienced by many Britons in new colonial settings was much more profound during the nineteenth century. Indeed, the latter was marked by a series of bewildering social, cultural, and technological changes that stripped the empire of its sense of novelty. The development of new means of transport such as steamships, the rise of tourism, and the proliferation of guidebooks jeopardized the sense of risk, newness, enthusiasm that had long been associated with the British imperial experience. (p.5) Consequently, while “the early empire may have been about wonder and marvel, the nineteenth century was far less exciting and satisfying project.”(p.77)

Map of India from A Handbook for Travellers in India, Burma, and Ceylon Guidebook, 1911 (via Wikimedia Commons)

Additionally, Auerbach suggests that imperial boredom arose out of a yawning gap between the rosy vision of the empire as a thrilling experience, largely fostered by nineteenth-century fiction, and the realities on the ground. Instead of pure entertainment, colonial officers and governors were fed up with the excessively ceremonial and bureaucratic nature of the empire. They were bombarded with a burdening volume of paperwork and monotonous public duties such as hospital visits, school inspections, and state dinners.(p.8) Soldiers were engaged in mere skirmishes and spent most of their time in barracks suffering searing heat. Rarely were they able to resist the temptations of alcohol. Others deserted the army and went missing “searching for simple and transitory pleasures that might alleviate their monotony.”(p.116) Settler women incessantly complained about the dullness of their lives, interspersed with unexciting social rituals and prohibitions on contact with indigenous people.(p.9)An interesting case in point is that of British women in India, who rarely learned an Indian language or interacted with the local population due to “an imperial culture increasingly rooted in difference and aloofness.”(p.150) As a result, experiences of solitariness and a consequent sense of boredom were a ubiquitous feature of their lives. For example, Maria Graham, who visited Calcutta and Madras in 1810, complained about her inability to know any Indian family due the “distance kept up between Europeans and the natives.”(p.150) Thereupon, she was bored.

A woman sits alone in a field, 19th Century India (Photo Credit: British Library Board via CNN)

All of these examples are compellingly relevant and illustrative of some of the colonial circumstances that drove Britons mad with boredom, challenging one of the enduring myths about the British Empire as a site of exciting adventure.

[1] Jeffrey Richards, “Boy’s own Empire: Feature Films and Imperialism in the 1930s.”Imperialism and Popular Culture. edited by John Mackenzie, Manchester UP, 1986, 143.
[2] Jeffrey A. Auerbach, Imperial Boredom.

You might also like:
The November feature: History Between Memory and Reconstruction
Did the British Empire depend on separating Parents and Children?
Anxieties, Fear, and Panic in Colonial Settings: Empires on the Verge of a Nervous Breakdown edited by Harald Fischer-Tiné (2016)
The Public Archive: Mercenary Monks
Indrani Chatterjee on Monasteries and Memory in Northeast India
The Public Archive: Indian Revolt of 1857

Did the British Empire depend on separating Parents and Children?

By Sumit Guha

Empires ancient and modern are large, hierarchical organizations, structurally founded on deep inequalities of risk and reward. The British Empire in Asia was no exception. At the front lines of imperial power were, all too often, common men (and some women) who were tricked, cozened, misled, coerced, and whipped into serving as the cannon-fodder of Empire. The temptation to desert was often present and the thought of mutiny cannot have been absent. These plebeian men were ‘kept in line’ men of status who served as commercial agents and military officers. But even among them, kickbacks and commissions were omnipresent and could grow into serious leakages of revenue or foment major acts of treason. Furthermore the wholesale desertion of a dynasty by its elite subjects was not unknown. In Britain in both 1660 and 1688, the political establishment and key army units deserted their established government to side with an invader sponsored by a foreign power. We could multiply such examples.

Transoceanic empires built by corporations like the British and Dutch East India Companies faced even greater problems because they lacked the sacred aura that surrounded kings and helped maintain nominal loyalties. It took nearly half a year for an inquiry or command to reach a functionary in Asia and it took many more months before a report or an excuse would come back. The military, commercial, or political situation could change dramatically in the interim. Many readers will be aware, for example, that the British and Americans continued to fight for six weeks in 1815 after the peace treaty was signed between the two powers. One of these peace-time battles cemented Andrew Jackson’s reputation and propelled him to the presidency. Asia was much further away and across more dangerous waters.

Corporations growing into empires, such as the Dutch East India Company and English East India Company were keenly aware of what modern organization theorists, such as Oliver Williamson, have termed the “agency problem.” This is simply the difficulty of monitoring subordinates and ensuring that they act mainly in the interest of those (“the principals”) whose “agents” they had been hired to be. In 1613, a vexed East India Company merchant, Nicholas Withington reported that the many Portuguese “renegades” were already being joined by a trickle of Englishmen, like one Robert Claxon. He converted to Islam for money but, dissatisfied with something, returned and appeared penitent. He was then trusted with Company funds and absconded for good. As the vexed Withington recounted it, Claxon:

had also turned Mahometan in the Decan, with a good allowance at [the Sultan’s] court; but, not being contented, he came to Surat, where he was pitied by us for his seeming penitence; but being entrusted with upwards of forty pounds [sterling: a considerable sum at the time] under pretense of making purchases, he gave us the slip and returned to the Decan. Thus there are at present four English renegadoes in the Decan, besides many Portuguese.

This was an example of the problems of large organizations: how can you ensure compliance and loyalty when agents are far removed and have sanctuaries beyond your control?

Even in 1787, the reforming Governor-General Cornwallis, came to India fresh from America. He often inveighed against the East India Company’s English employees for their incapacity or corruption. The editor of his letters wrote plainly of how the Company had been cheated by its senior employees in, for example, the purchase of silk.

The East India Company was an established ruling power in large parts of India after 1757. But the indiscipline and venality of even its senior-most civil and military officials once they realized how quickly they could grow wealthy brought the Company to the edge of ruin in less than 20 years. It was forced to seek a “bail-out” from the Royal Treasury. The illustration below depicts an East India Company official in regal guise, lording it over the “natives.”

An East India Company Grandee (via Getty Images)

This resulted (after some years of partisan grid-lock) in the dispatch of new governor-general with sweeping powers. This was Lord Cornwallis who came out to “reform” British India fresh from a bruising surrender at Yorktown in Virginia in 1781. He realized that neither a common language nor a common religious affiliation could guarantee either honesty or loyalty. From the time of his tenure as chief executive in India (1786-1795) therefore, the British regime carefully managed the social reproduction of European officers and soldiers. This was done to prevent the formation a dangerous Creole settler class. The Company had long sought to limit the numbers and control the conduct of private Europeans in India in order to maintain its commercial monopoly against “private trade.” Under Cornwallis, political prudence provided another rationale. The value of this strategy was made obvious when Governor General John Shore was faced with a mutiny among the East Company Army’s European officers in 1795-1796. Reflecting on the episode a year or so later, Shore’s successor in office, Richard Wellesley, wrote that:

If Europeans had been settled with their families in India; or if these men had, or could have had, their homes in that country, the Company would have lost it, [their Indian empire] and nothing could ever have regained it.

It was from awareness of this danger that, as Indrani Chatterjee was the first to show, the Company assiduously sought to limit the development a local power elite with any genealogical depth. This was intended to preempt any consequent claim to the “rights of Englishmen” that had just been forcefully raised in North America. The children of mixed European and Indian parentage were therefore turned into a socially inferior class of Eurasians, excluded from power. As early as 1786, the Company forbade the children of “native women” from traveling to England, after discovering that the Indian-born John Turing, “dark as his mother,” had done so and secured a cadet’s appointment in the Army. Two decades later, a “mulatto” candidate secured an appointment only by paying a young Englishman to impersonate him at the interview. Although disavowed progeny were increasingly excluded from the Army and higher civil service, some Eurasians were in found jobs in other state employment into the 1830s. But the official policies toward them derived from a well-established, generalized contempt for those of mixed descent. As early as 1786, Surgeon Richard Wilson, in proposing the creation of a charity school to raise such children as loyal Protestants, remarked that it “hath long been a severe and unanswerable Reproach from the Natives of this Country that Britons, above all other Nations, have neglected and despised their progeny.”

If efforts at social integration had succeeded despite such attitudes, British India might have developed into a casta-ranked society like the Spanish Americas. But the need to win the support of the indigenous clerical classes, as well as the fear of promoting a Creole elite like the treacherous Americans, led the East India Company onto a different track. In the last few decades of its rule, before the revolt of 1857, Eurasian clerks were gradually displaced in state service by Indians from the traditional clerical classes, both Hindu and Muslim and, around Bombay, also Parsi and Goan Catholic. A greater regard by the British for their own “blood” returned after 1857, when Anglo-Indians were extensively recruited into the developing railway system in order to ensure imperial control of this strategic asset. Eurasians, however, could not compete with the indigenous clerical classes in subordinate employment, that is to say, clerical work.

The government continued to follow the logic of Wellesley’s argument against allowing Europeans to set down familial roots within India, and sought to ensure that the affective ties and personal aspirations of key cadres such as Covenanted Service and Army officers should be directed toward England. The disciplinary value of this policy for the East India Company’s government is shown by Sleeman’s dedication of his Rambles and Recollections (1844), to his sister. He observed how nine out of ten Englishmen in India found their greatest pleasure in letters from their sisters at home, which filled the landscapes so dear to our recollections, with ever varying groups of the family circles, among whom our infancy and our boyhood have been passed; and among whom we still hope the spend the winter of our days.

He added that the approbation of the circles represented in these letters was an important restraint on Englishmen in India, and so the sisters should be considered “a valuable species of unpaid magistracy to the Government of India.” The psychic isolation of young men well indoctrinated in this system and left among Indians without their families was described to Emily Eden in 1837 as a “horrible solitude” that produced depression. One such officer told her of “the horror of being three months without seeing an European, or hearing an English word …” Indirectly, therefore, we may see patterns of marriage and family formation being managed by the British imperial regime to bolster the loyalty of key elements of its governing apparatus. The political and military efficacy of that apparatus thus depended on constant policing of the boundaries of ethnicity.

Legitimate reproduction was now focused on Europe-born women. Lord Cornwallis had raised official salaries both to ensure fidelity and to allow mature civil servants to make “suitable” marriages and sustain the establishment needed for them. Licit sex and open conjugality were now limited to English-born women. By the 1850s it was said of the junior-most Indian Civil Service officer that he was worth “three hundred [pounds sterling] a year, dead or alive.” Numbers of young women sailed out to India as part of what was archly termed “the Fishing Fleet.” Many did marry officials there. But it was soon discovered that their infants died in alarming numbers, doubtless aided by Victorian medicine and its therapeutic use of opium, alcohol, mercury and blood-letting for all ages and sexes. Furthermore, the still prevalent climatic theories of “racial qualities” suggested that children raised in hot climates deteriorated from the parental stock. From the mid-nineteenth century therefore, young children were usually sent back to Britain while in India fathers worked and mothers sought to monopolize all legitimate conjugality. The result was that generations of children were torn away from their parents and if boys, certainly introduced to that staple of Victorian education, the rattan cane. Two of these children were initially too young (six and three) for school, so Rudyard Kipling and his sister were left in Lorne Lodge, Southampton.

Rudyard Kipling Heritage Site at: 43 Villiers Street, Charing Cross, London (via Wikimedia)

Kipling later wrote of himself and his sister that, when he was told his parents had left him “for ever,” he “went out and wept bitterly with Judy, into whose fair head he had driven some ideas of the meaning of separation.” He also invoked the desolation he had felt in a later poem:

A Well-a-day for we are souls bereaved!

Of all the creatures under Heaven’s wide scope

We are most hopeless, who had once most hope

And most beliefless, who had once believed.

There are doubtless children in the USA today with good reason to echo that.

The Public Archive: Indian Revolt of 1857

Millions of tweets and millions of state documents. Intimate oral histories and international radio addresses. Ancient pottery and yesterday’s memes. Historians have access to this immense store of online material for doing research, but what else can we do with it? In Spring 2018, graduate students in the Public and Digital History Seminar at UT Austin experimented with ways to make interesting archival materials available and useful to the public; to anyone with access to a computer. Over the Summer, Not Even Past will feature each of these individual projects.

Also known as “Sepoy Mutiny,” the Indian Rebellion of 1857 represented a major, although unsuccessful, challenge to British colonialism. Anuj Kaushal’s digital project, titled “Indian Revolt of 1857”, considers the question of Indian nationalism during the rebellion and British response through blogs, lesson plans, and digitized issues of Illustrated London Times and New York Daily Tribune.

More on Kaushal’s project and The Public Archive here

You may also like:

On Women and Nation in India by Indrani Chatterjee
Sundar Vadlamudi reviews Masks of Conquest: Literary Study and British Rule in India by Gauri Viswanathan (1989)
Isabel Huacuja discusses A Passage to India by E.M. Forster (1924)

The Cold War’s World History and Imperial Histories of the US and the World

Hyde Park Protesters, October 1962, during the Cuban Missile Crisis

By John Munro
St. Mary’s University [1]

First published by the Imperial & Global Forum on February 14, 2018.

The gap between the Cold War’s history and its new historiography spanned only about a decade and a half. The Cold War concluded during the George H.W. Bush presidency, but for the field we now call “the US and the world,” the Cold War paradigm reached its terminus, if we have to be specific, in 2005. That year saw the publication of two books that together marked a milestone in how scholars would write about the Cold War. John Lewis Gaddis’ The Cold War: A New History told its story through engaging prose and a top-down approach that gave pride of place to Washington and Moscow as the centers of a bifurcated world. For its part, Odd Arne Westad’s The Global Cold War: Third World Interventions and the Making of Our Times offered a triangular model in which empires of liberty and of justice interacted with Third World revolutionaries who led campaigns for decolonization that shifted into high gear after World War II. Gaddis’ survey represented a culmination of the traditional two-camps schema which tended to reflect self-understandings of the US government but which, after Westad’s concurrent synthesis, could no longer stand without qualification, without reference to the colonial dimension of the Cold War itself. In this sense, 2005 was a before-and-after historiographical event.

The classic Cold War concept, in which the governing and formal decolonization of Western Europe’s empires was one thing, and the rivalry between the superpowers something altogether else, has become diminished, but not because of one book alone. Various social movements have rejected the tenets of the Cold War at different times, and as far back as 1972, historians Joyce and Gabriel Kolko argued that “The so-called Cold War…was far less the confrontation of the United States with Russia than America’s expansion into the entire world.”[2] In 2000, Matthew Connelly called attention to the distortions accompanying attempts to have postwar history fitted to the constraints of the Cold War paradigm. The “Cold War lens,” as Connelly memorably called it, had obscured racial and religious realities. As more scholars began to push the weight of culture, decolonization, gender, public opinion, and more against the Cold War paradigm’s once stable conceptual walls, the foundations faltered. And since Westad’s 2005 landmark, a notable tendency has developed across the disciplines in which scholars – notably Mark Philip Bradley, Jodi Kim, Heonik Kwon, and the authors (including Westad) contributing to Joel Isaac and Duncan Bell’s volume on the Cold War idea – have further troubled the notion that what followed World War II is best understood by focusing on how the leaders of the US and USSR saw the world.[3]

It’s also worth noting that the recent literature’s rough division between works that sit more comfortably within the Cold War paradigm and those that prompt a rethinking of its foundations does not map neatly onto the difference between local and globally-oriented studies. Melvin Leffler’s 2008 transnational history of US-Soviet relations and Samuel Zipp’s New-York focused book on urban renewal of 2010 both fit within Cold War studies, for example, while Masuda Hajimu’s global reinterpretation of the Korean War and Yulia Komska’s cultural genealogy of the West German-Czech borderlands (both published in 2015) render suspect what we thought we knew about the Cold War.[4] All four books are excellent, and it would be unhelpful to make a “without paradigm good, within paradigm bad” argument across wide swaths of insightful scholarship. The point is, rather, to note that The Cold War: A World History arrives at what Federico Romero calls a historiographical crossroads, on a conceptual terrain conspicuously remapped since the publication of The Global Cold War.

As astute reviewers of this new book have already noted, there’s much to admire in Westad’s World History. It’s difficult to think of a more capable and knowledgeable guide to this nearly-overwhelming topic than its author, and the book’s promise is delivered in full. Organization must have been a challenge for a book that knows so much, but the chapter headings strike just the right balance between telegraphing what’s coming and revealing the not-completely-expected around various corners, as when an analysis of mid-sixties coups in Congo and Indonesia shows up amid a discussion of the US war against Vietnam, or Tito’s Yugoslavia appears amid Nehru’s India, or Bandung amid Suez. Then there’s the sources. The library of secondary sources that A World History must certainly have been based on remains offstage, beyond covers of the book, meaning that readers are presented with a curated set – the final authority within which, as readers will find on page 675, provides a synth-pop surprise – of footnoted primary sources to consult and consider. Within the body of the text, these sources leave a trail of anecdotes at turns entertaining and instructive, and as readers of Westad’s history of China and the world might expect, he shares a small sampling of personal reminiscences along the way that only add to the narrative.

Crucially for a work that seeks to take a complex subject off campus, A World History features a steady stream of interpretive insights and lively, often economical, prose. Among the insights, the account of the Cold War’s end as the decomposition of a diplomatic structure rather than an all-of-a-sudden event marks a particular advance in our understanding, and should hopefully put to rest simplistic theories of Ronald Reagan’s single-handed victory over the USSR. The final chapters show how shifts in the global economy, in technology, in environmental awareness, in ideas about identity, and in the ascendancy of rights discourses, all of which have roots traceable to at least the 1970s, wound down the superpower contest more than any presidential policy. In terms of writing, between European and US teenagers “more united by Brando than NATO” in the 1950s, Indian Five Year Plans that were “more Lenin than Laski,” and a state of affairs originating in the 1980s in which “neoconservative politics upheld neoliberal economics, and vice versa,” World History’s style is another of its strengths. This is all the more so because Westad not only explains various episodes clearly but also maintains a brisk pacing that never lingers too long on a given topic. No one could possibly read this book and not learn something, probably many things, new. Did you know that Algerian President Ahmed Ben Bella was overthrown in 1965 by forces who posed as extras during the filming of Gillo Pontecorvo’s Battle of Algiers?

If the main distinction between Westad’s Global and World histories is that between scholarly breakthrough and wide-audience overview, both books should be counted as equally successful. But both also exist in relation to academic literatures, and their relationship to imperial history constitutes a notable difference between the two volumes. The Global Cold War kicked open the doorway between an older binary model and one in which “the Cold War was a continuation of colonialism through slightly different means.” A World History takes a more ambiguous stance toward the question of empire. Even the table of contents suggests the change: in the earlier book, anticolonialists of the global South are the subject of the third chapter, the first two dedicated respectively to the empires of the US and USSR. In the new book, global decolonization does not come fully into focus until chapter 10.

This is not to say that imperial history is relegated to the side lines of Westad’s new Cold War story. In the introduction, we are told – in an echo from The Global Cold War – that both the communist and capitalist conceptions of modernity grew out of European expansion. A World History also points out that for “Third World leaders the Cold War was an outgrowth of the colonial system,” and that from this perspective, the “Cold War was against the interests of the Third World.” Speaking more directly in his own voice, Westad opens a chapter on the Middle East with the following sentence: “As everywhere else in Asia and Africa, the Cold War in the Middle East must be understood as part of a long-term struggle between colonialism and its opponents.” The Cold War, then, was colonialism. But in multiple other places in the book, the Cold War is presented as something other than imperial. “Postwar US Administrations,” for instance, “mostly failed to prioritize anticolonialism over Cold War concerns.” In Algeria, “the Cold War priorities of the United States had little time for France’s last colonial war,” while in Vietnam, the postwar conflict “started as a revolt against colonial oppression and ended as a set of wars deeply enmeshed with the global Cold War.” The Cold War, here, was distinct from colonialism. If The Global Cold War marked an imperial turn within Cold War studies, A World History seems to take a step back. Just when Cold War studies appears poised to productively merge into the fold of imperial studies, Westad’s authoritative new synthesis stops short of telling the story of the Cold War as one of colonialism’s chapters.

And it is in this very tension between the Cold War and the imperial, one left unresolved in this new and very worthwhile book, that speaks most directly to what remains at stake in the study of the Cold War. For Cold War studies, World History indicates that the field is in a period of flux, its future uncertain. Whether the study of the Cold War will be reinvigorated by a greater engagement with colonial studies or instead become overwhelmed by it remains to be seen. Meanwhile, Cold War and colonial themes, as everyone knows, animate contemporary political debate. Influential arguments hailing from within the classic paradigm assume the Cold War while redeploying its ideological tools in service of the political status quo. A World History gives such arguments precious little oxygen, but as more writers present the Cold War as colonial history, the tenets of old style anticommunism will seem all the less tenable.

A World History takes us some of the way toward a deeper interaction between Cold War and colonial studies, but there is farther to go and more to be gained by venturing a greater distance in this direction. For example, bringing these fields into greater conversation could further enhance insights about race, gender, and culture that have already done so much to transform the study of the Cold War. It could also help make sense of US politics that connect to larger continuities but seem since 2016 to have cast aside assumptions subscribed to by both main parties since the late-1940s. It could potentially bring greater comparative clarity to the public discussion about whether rigor or apologia is the better way to approach the topic of imperialism. It could further enliven analyses of the Cold War with revelatory retheorizations and promising lines of historical inquiry from new perspectives on decolonization, non-alignment, and the Fourth World. It could make more apparent how the colonial policies of incarceration grew out of Cold War narratives of security and the criminalization of dissent. It could more fully demonstrate, as Timothy Nunan puts it, how “Cold War entanglements reflected bigger debates abut Third World sovereignty.”

Such an interaction could see Cold War studies become a subfield of colonial studies.[6] And why not? “It is quite possible,” World History’s introduction notes, “that the Cold War will be reduced in significance by future historians.” That process, one which Westad himself has played a decisive role in propelling, is already discernible in the historiography, especially in relation to the history of imperialism. But before saying good bye to all that has comprised the Cold War paradigm, we needed a full account, a last word, that summed it all up, something like what John Lewis Gaddis did in 2005. World History has given us that. So let’s read it and learn from it as we witness the event that is a shift between paradigms.

[1] Thank you to Radhika Natarajan and Padraig Riley for sharing their very invaluable insights with me on the relationships between empire and the Cold War.

[2] Joyce and Gabriel Kolko, The Limits of Power, The World and United States Foreign Policy, 1945-1954 (New York: Harper & Row, 1972), 31.

[3] Mark Philip Bradley, “Decolonization, the global South, and the Cold War, 1919-1962,” in The Cambridge History of the Cold War, Volume I: Origins, Eds. Melvyn P. Leffler and Odd Arne Westad (New York: Cambridge University Press, 2010), 464-485; Jodi Kim, Ends of Empire: Asian American Critique and the Cold War (Minneapolis: University of Minnesota Press, 2010); Heonik Kwon, The Other Cold War (New York: Columbia University Press, 2010); Joel Isaac and Duncan Bell, Eds., Uncertain Empire: American History and the Idea of the Cold War (New York: Oxford University Press, 2012). Although its argument is not explicitly concerned with reframing the Cold War idea, Vijay Prashad’s essential The Darker Nations: A People’s History of the Third World (New York: New Press, 2007) demonstrates how decolonization in the twentieth century can be narrated without reliance upon a Cold War framing.

[4] Melvyn P. Leffler, For the Soul of Mankind: The United States, the Soviet Union, and the Cold War (New York: Farrar, Strauss, and Giroux, 2007); Samuel Zipp, Manhattan Projects: The Rise and Fall of Urban Renewal in Cold War New York (New York: Oxford University Press, 2010); Masuda Hajimu, Cold War Crucible: The Korean Conflict and the Postwar World (Cambridge, MA: Harvard University Press, 2015); Yulia Komska, The Icon Curtain: The Cold War’s Quiet Border (Chicago: University of Chicago Press, 2015).

[5] For the Soviet side, see, for example, the argument that “Stalin’s design for ‘socialism in one country’ became in reality colonialism in one country” in Kate Brown’s brilliant A Biography of No Place: From Ethnic Borderland to Soviet Heartland(Princeton: Princeton University Press, 2003), 115, and a discussion of some of the more recent literature in Moritz Florin, “Beyond Colonialism? Agency, Power, and the Making of Soviet Central Asia,” Kritika 18, no. 4 (Fall 2017): 872-838. For US empire, the starting point remains Paul A. Kramer’s superb summation of the literature, from which I borrow some of my title here: “Power and Connection: Imperial Histories of the United States and the World,” American Historical Review 116, no. 5 (December 2011): 1348-1391.

[6] Though not a work about the Cold War per se, the ways that the Cold War as a subject is folded into a larger history of US empire in the essays of Nikhil Singh’s Race and America’s Long War (Berkeley: University of California Press, 2017) make that book an exemplary model of the kind of approach I’m thinking of here.

You may also like:

Undergraduate Essay Contest Honorable Mention: The Global Cold War by Odd Arne Westad (2007)
Ideological Origins of a Cold Warrior: John Foster Dulles and his Grandfather
Cold War Crucible: The Korean Conflict and the Postwar World, by Hajimu Masuda (2015)

Rethinking American Grand Strategy in the Asia Pacific

By More than Providence: Grand Strategy and American Power in the Asia Pacific Since 1783. By Michael J. Green. Illustrated. 725 pp. Columbia University Press. $45.

by Jonathan R. Hunt
University of Southhampton

First Published by The Imperial and Global Forum (October 23, 2017).

Otto von Bismarck once remarked that the United States was blessed: “The Americans are truly a lucky people. They are bordered to the north and south by weak neighbours and to the east and west by fish.” Thanks to this geographic grace, George Washington could call for freedom from “entangling alliances” in his farewell address. This distance has also bred a strong undercurrent of parochialism and chauvinism in American culture. From these two impulses has emerged the conceptual DNA of American foreign relations in the form of two dichotomies—exemplarism versus interventionism; cosmopolitanism versus exceptionalism—lending form and structure to debates about how a democratic people should manage their affairs in an often unkind, even hostile, world.

In his sweeping and authoritative account of United States grand strategy in the Asia Pacific, Michael J. Green reminds us that Americans have long regarded this maritime expanse – from the Aleutians to Cape Horn in the Western Hemisphere across to Australasia and Sakhalin in the Eastern — as integral to defending their ‘empire of liberty’. Nineteenth-century policymakers from Thomas Jefferson and Matthew C. Perry to Henry Seward and John Hay sought to pry open these watery frontiers to American influence (and conquest) so as to stave off any threats that might overleap the Pacific Ocean. Their twentieth-century successors, Alfred Thayer Mahan and Teddy Roosevelt, George Marshall and Franklin Roosevelt, Dean Acheson and Harry Truman, Henry Kissinger and Richard Nixon, George Shultz and Ronald Reagan, Hillary Clinton and Barack Obama, among others, have fought to keep the Pacific an American lake – for now.

Green brings scholarly and policymaking credentials to this tour d’horizon. Japan Chair at the Center for Strategic and International Studies in Washington, D.C., and an associate professor at Georgetown University (not to mention the Asia hand in George W. Bush’s White House), he is supremely qualified to narrate and appraise more than two centuries of decisions, processes, and events. On a hemispheric tableau teeming with squadrons, legations, missionaries, gunboats, marines, emissaries, island chains, and good intentions, he paints a United States government in pursuit of a “distinct strategic approach” that would guarantee “that the Pacific Ocean remain[ed] a conduit for American ideas and goods to flow westward, and not for threats to flow eastward toward the homeland.” (5)

The Alaska Purchase, 1867. Left to Right: Robert S. Chew, Secretary of State (USA); William H. Seward; William Hunter; Mr. Bodisco, Russian Ambassador; Baron de Stoeckl, Charles Sumner; Fredrick W. Seward (via Wikimedia Commons)

Green charts this strategic disposition from the Articles of Confederation to Obama’s pivot to Asia, dividing the chronology into four eras when a rising power—the United States, Japan, the Soviet Union, and China—convulsed the region’s politics. American assertiveness waxed as European empires toggled from New World outposts to Asian colonialism in the late-eighteenth and early-nineteenth century. In short order, Jefferson’s greater Louisiana brought on James Monroe’s enunciation of an American protectorate in its hemisphere, John Tyler’s extension of that Monroe Doctrine to the Sandwich Islands (Hawai’i to natives Polynesians), and William Seward’s purchase of Alaska (dubbed his ‘ice box’), before the Civil War cut short the Pacific ambitions of Lincoln’s secretary of state.

This section is rich in geography and personality, acquainting readers with a century-long campaign to seize “stepping stones,” most pivotally Hawai’i, in the Pacific, introducing swashbucklers like Captain David Porter, whose piratical voyage to the Pacific in the War of 1812 foreshadowed the fusion of mercenary and military aims that would become the country’s modus operandi, and keeping a running tally of plenipotentiaries (of uneven quality) who served in an ever more prostrate Qing China. Green’s treatment of dusty concordats such as the 1858 Treaty of Tientsin, in which the United States pledged its “good offices” to Beijing in dealings with rapacious British, French, and Russians after the second Opium War, and the 1868 Burlingame Treaty, which recognized Chinese eminent domain over its whole territory, is welcome. He is sharp on the strategic contours of these many-sided rivalries; yet, while alive to the noxious influence of Anglo-Saxonism in nineteenth-century American culture, his tendency to treat republican virtues as more significant in U.S. foreign policy than Manifest Destiny chauvinism yields a handful of errors and omissions.

Green’s heroes are, above all, republican realists, high priests at the altar of the balance of power who still find ways to promote democracy, the rule of law, and free trade in the wider world. Thus, his hinge is fin-de-siècle power couple are Theodore Roosevelt and Alfred Thayer Mahan—the quintessential man of action married to the man of ideas. The latter expounded a strategic theory based on naval bases, sea lanes, and deep-water armadas; the former built a Great White Fleet to enforce it. The tendency to view America’s holdings in the Pacific, mostly insular takings such as Guam, Hawai’i, and the Philippines, as incidental rather than intrinsic to American power leads Green to paint the Bull Moose in overly Mahanian hues, emphasizing his naval leadership and power-balancing after the 1905 Russo-Japanese war while downplaying his protectionism and colonialism. What passed for strategic élan in Washington, after all, in Manila simply looked like another instance of imperialism. He is on firmer grounds in his treatment of John Hay’s push for trade reciprocity in China, contesting Wisconsin School members who deem the Open Notes clear evidence that the United States was (and remains) a capitalist octopus in ravenous search of pliant markets.

“AND, AFTER ALL, THE PHILIPPINES ARE ONLY THE STEPPING-STONE TO CHINA” – cartoon from Judge Magazine showing Uncle Sam with the “tools of modern civilization” using the Philippines as a stepping stone to China, ca. early 1900s (via Wikimedia Commons)

His appraisal of Asia policy from Teddy Roosevelt to cousin Franklin is scathing, and for good reason. Wilson sold out Korea and China’s Shangdong province to Japan for his League of Nations, before Calvin Coolidge, Warren Harding, and Herbert Hoover retracted U.S. power after Teddy’s ally, Henry Cabot Lodge, nixed an American role in the league. Green includes a revealing vignette about American interwar finance, as William Straight and J. P. Morgan sought Chinese debt before the crash of October 24, 1929, put paid to their schemes. For Green, the Department of State’s willingness to accommodate Japan, whose militaristic expansions would upset the (perhaps excessively) elegant Washington Treaty, violated Mahan’s signature insight—playing sides against one another to avert a peer regional competitor from arising. Although the Japanese Co-Prosperity Sphere bore this warning out, he dismisses too perfunctorily the alternatives that Franklin Roosevelt’s Asianists—Lawrence A. Lowell, Joseph Grew, Stanley Hornbeck, and John Von Antwerp MacMurray—put forth. After all, MacMurray’s call to retrench at the Second Island Chain prefigured modern realists like Barry Posen, whose 2014 Restraint contends that the United States would best observe Mahan’s dictum by re-drawing its defense lines further west while retaining command of the commons. (To be fair, assured nuclear retaliation has now nullified whatever existential threats had existed.)

What happened after the United States sanctioned Japan for yet another massacre in China in 1940, after seven years of turning a blind eye (par for the course in the Guernica decade), was the country’s first fair fight in the Pacific. Green is too credulous that Hiroshima and Nagasaki won the war (Tsuyoshi Hasegawa shows that the Soviet declaration of war was equally if not more decisive), but his verdict that Roosevelt and Truman failed to leverage Chester Nimitz and Douglas MacArthur’s military triumphs on behalf of a grand strategy that would deliver post-war security is devastating. When the Soviet Union switched from wartime ally to geo-ideological adversary, U.S. officials overlooked the Kuomingtang’s weakness and Mao Tse-Tung’s zeal; as a result, they held out on China serving as a fourth United Nations policeman. This even as Chiang Kai-Shek’s battle lines crumbled, in part for lack of American support (apart from a woefully inadequate 900 military advisors), leading to the loss of China and setting in train a series of events that would culminate in the militarization of containment in Korea and the Americanization of the war for peace in Vietnam.

The Cold War tested American grand strategy in ways new and old, first with proxy wars fused to anticolonial struggles, and then the Soviet Union’s massive naval build-up in the 1980s. Next to old chestnuts such as the extent of continuity in personnel and policy between the Kennedy and Johnson administrations is the conspicuous omission of the former’s obsession with China’s nuclear-weapons program (its first nuclear test was on October 16, 1964); even though it was nearly a decade before Beijing fielded a survivable arsenal, the first Asian nuclear-weapon state was a game-changer, catalysing the Vietnam War, severely constraining U.S. military options once there, and helping usher the People’s Republic into the United Nations. Likewise, there is a clear and disturbing hierarchy of liberal values for Green, with genocide ranking far lower than free trade. When he supports the contention that “noble cause” advocates make that the war helped cauterize communist insurgencies in Indochina, Malaysia, and Thailand, for instance, he glosses over the 500,000 Indonesians estimated dead in the mass killings that shepherded the Suharto dictatorship into power in Jakarta.

Nixon shakes hands with Chinese Premier Zhou Enlai. It was the first trip made by an American president to the nation, 1972 (via Wikimedia Commons)

Nixon earns plaudits as an unsentimental president who ended twenty-five years of non-recognition between the most powerful and most populous nations on Earth; but Reagan, who convinced Japan to serve as an “unsinkable aircraft carrier,” (405) invested massively in the U.S. Navy, and midwifed democracy movements in the Philippines, South Korea, and Taiwan, receives the lion’s share of praise. In Green’s telling, his emphasis on security and stability afforded strongmen like Ferdinand Marcos and Park Chung-hee the leeway to sanction free elections. Reagan’s application of military, ministerial, and moral instruments to a coherent strategy in the region affords a case study for wedding power to principle effectively. Green also holds it to offer lessons for the newest and most challenging contender for regional pre-eminence: The People’s Republic China.

The final section dovetails with a set of vigorous debates now gripping Washington and Asian capitals. Can the United States and China resolve differences without military recourse as Beijing stakes its position in the South China Sea and Senkaku islands? Will America’s hubs-and-spoke network of alliances survive as China’s wealth and power cast a spell over neutrals and allies alike? Can Washington nudge the alphabet soup of multilateral institutions toward trans-oceanic rather than intra-regional orientations, especially now that the Trans-Pacific Partnership is comatose? Will the U.S. join the Beijing-led Asian Infrastructure Investment Bank or acquiesce to the PRC’s “One Belt One Road” initiative of ports, highways, railways, and pipelines? Will Washington and its partners succeed in embedding Beijing as a stakeholder in the global rules-based order or will it shear off its sphere of influence from the norms and institutions that expedited its return to greatness?

Bill Clinton garners high marks for his strategy of engaging and balancing China, a two-pronged approach that George W. Bush and Barack Obama would adopt. And while Donald Trump’s beleaguered and inept administration has so far proven less unorthodox than anticipated on trade, Green’s emphasis on island chains, aircrafts carriers, and strategic sea-lift when compared to human rights, labour, immigration, and cultural dialogue yields a deafening silence on the centrifugal forces now eviscerating what once passed as bipartisan consensus on the importance of engagement in the Asia-Pacific for the security and prosperity of the United States.

Also by Jonathan Hunt on Not Even Past:

1986 Reykjavík Summit between Reagan and Mikhail Gorbachev
Iran’s Nuclear Program and the History of the IAEA
Review: The Dead Hand: The Untold Story of the Cold War Arms Race and its Dangerous Legacy

You may also like:

Foreign Policy from Candidate to President: Richard Nixon and the Lesson of Biafra by Roy Doron
CIA Study: “Consequences to the US of Communist Domination of Mainland Southeast Asia,” October 13, 1950 by Mark A. Lawrence
David A. Conrad reviews Embracing Defeat: Japan in the Wake of World War II

Victoria & Abdul: Simulacra & Simulation

by Gajendra Singh
University of Exeter

Posted in partnership with the History Department at the University of Exeter and The Imperial and Global Forum.

One of the earliest films to be shot and then screened throughout India were scenes from the Delhi Durbar between December 29, 1902 and January 10, 1903 The Imperial Durbar, created to celebrate the accession of Edward VII as Emperor of India following the death of Victoria, was the most expensive and elaborate act of British Imperial pageantry that had ever been attempted. Nathaniel Curzon, as Viceroy of India, oversaw the construction of a tent city housing 150,000 guests north of Delhi proper and what occurred in Delhi was to be replicated (on a smaller scale) in towns and cities across India.

The purpose of the Durbar was to contrast British modernity with Indian tradition. Europeans at the Durbar were instructed to dress in contemporary styles even when celebrating an older British Imperial past (as with veterans of the ‘Mutiny’). Indians, however, were to wear Oriental (perceptibly Oriental) costumes as motifs of their Otherness. This construction of an exaggerated sense of Imperial difference, and through it Imperial order and Imperial continuity, was significant. It was a statement of the permanence of Empire, of Britain’s Empire being at the vanguard of modernity even as the Empire itself was increasingly anxious about nascent nationalist movements and rocked by perpetual Imperial crises.

It’s unlikely that Stephen Frears watched these films from 1902 or 1903 upon finalising the screenplay and then shooting Victoria & Abdul. They have only recently been digitized and archived by the British Film Institute. But his recent movie, filmed when most visions of the past are obscured by the myopia of the present, is an unconscious reproduction of films produced and shown when Empire was an idée fixe in the British mind. Abdul Karim, one of several Indians at Victoria’s court during her long reign (the other two, that I know of, were Dalip Singh, the last Maharaja of Punjab, and Victoria Gouramma, the daughter of the last Raja of Kodagu), is a cypher throughout the film. He shows no emotion or sentiment or stirring rhetoric except when genuflecting before his Empress – kissing her feet upon their first meeting, stoically holding her hand upon her death, sitting as a sentinel by her statue in Agra into his dotage.

Such a one-dimensional portrayal is partly a reflection of the populist histories used as source material for the film. Sushila Anand’s Indian Sahib: Queen Victoria’s Dear Abdul is a titillating account of the possible sexual encounter between the matronly white Empress and her much younger lowborn Indian servant and Shrabani Basu’s Victoria and Abdul: The True Story of the Queen’s Closest Confidant is a more sober tale of the scandal that the relationship caused among Victoria’s staff. But even in these accounts Karim has voice and agency. Anand and Basu are, in part, relying upon Karim’s own accounts of what transpired when he and Victoria were alone.

Queen Victoria and Abdul Karim, 1893 (via Wikimedia Commons)

That agency is consciously stripped by Frears. His instruction to Ali Fazal upon taking up the role was to play him as Peter Sellar’s Chance in Being There, a character who is a simple-minded, sheltered gardener suddenly catapulted into political power.[1] It is Judi Dench’s Victoria and, to a lesser extent, Eddie Izzard’s wonderfully corpulent Bertie/Edward VII who are the actual protagonists of the piece. The official synopsis makes this clear:

The film tells the extraordinary true story of an unexpected friendship in the later years of Queen Victoria’s remarkable rule. When Abdul Karim, a young clerk, travels from India to participate in the Queen’s Golden Jubilee, he is surprised to find favor [sic.] with the Queen herself. As the Queen questions the constrictions of her long-held position, the two forge an unlikely and devoted alliance with a loyalty to one another that her household and inner circle all attempt to destroy. As the friendship deepens, the Queen begins to see a changing world through new eyes and joyfully reclaims her humanity.

Her rule, her favour, her humanity. It is a story told to redeem Victoria. It is through her eyes that the narrative is conveyed and any change or evolution in a character occurs in her attitudes towards India and her subject people – learning some terribly mis-pronounced Hindustani/Urdu and that Indians too can act as competent servants (huzzah!). Victoria is cast as the flagbearer of Imperial progress against her “racialist” son who despises Karim and is representative of a “bad” form of Imperialism. “If only the latter had not won out,” we are expected to cry, “then India would not have been lost!” Only in the uncovering of the fact that Karim had gonorrhoea by Victoria’s outraged staff do we get a glimpse of the many lives lived by Karim. One can only assume that he had at least some fun in England.

The film is an Orientalist fable that is not meant to reveal any social life of the Indian portrayed. But that is not what makes it remarkable. Stephen Frears made his career with My Beautiful Laundrette in 1985, a film which presented the transgressive relationship between Gordon Warnecke’s Omar, a British-Pakistani from Battersea, and Daniel Day Lewis’ Johnny, a neo-Nazi. It seems that the complex filmic relationships that were once Frears’ stock-in-trade are no longer filmable or seen as commercially viable. Instead in Abdul we have a character who is childlike in his stupor at British munificence, completely asexual despite the revelation that he has a sexually transmitted disease, and is always ready with a word of wisdom that only a true Oriental can provide (lines that are, of course, from Rumi – always Rumi). It is an unconscious reproduction of the first films ever produced of and in India. But at least in those films the desire to cast Indians into caricatures was born from Imperial anxiety; this is merely the product of an absence of thought.

Sources and Related Reading:

Antoinette Burton, The Trouble with Empire: Challenges to Modern British Imperialism (2015).

Kim Wagner, ‘“Treading Upon Fires”: The “Mutiny”-Motif and Colonial Anxieties in British India’; Past and Present, 218: 1 (2013): 159-197.

Sushila Anand, Indian Sahib: Queen Victoria’s Dear Abdul, (1996).

Shrabani Basu, Victoria and Karim: The True Story of the Queen’s Closest Confidant, (2010).

Christopher Pinney, Camera Indica: The Social Life of Indian Photographs, (1997).

UK readers can find early films of India on BFI Player here, and a full list of films from this era (with commentary by the author) here. US and international readers can see a similar film, Delhi Durbar (1912) on Youtube here.

[1] According to Kermode and Mayo’s Film Review, BBC Radio Five Live, 15^th September 2017. Hello to Jason Isaacs.

You may also like:

Sundar Vadlamudi reviews Masks of Conquest: Literary Study and British Rule in India by Gauri Viswanathan
Indrani Chatterjee on monasteries and memory in Northeast India
Isabel Huacuja reviews The Forgotten Armies: The Fall of British Asia, 1941-1945 by Christopher Bayley and Tim Harper

Antonio de Ulloa’s Relación Histórica del Viage a la America Meridional

By Haley Schroer

Nineteen-year-old Antonio de Ulloa set sail for the Americas in the spring of 1735. Ulloa was traveling as one of two assistants to a contingency of French scientists appointed to South America. The observations Ulloa and his counterpart, Jorge Juan, made on the excursion culminated in Relación Histórica del Viage a la America Meridional. The Relación Histórica is a five-volume work published in 1748 that provides in-depth cultural descriptions of the Spanish colonies’ major cities. As a traveler’s account, Relación Histórica made the colonies accessible for the considerable literate Spanish population who knew little of the empire’s overseas territories. For contemporary readers, it proves fundamental to understanding the socio-racial caste hierarchy that defined the colonies.

Antonio de Ulloa y de la Torre-Giral became a general of the navy and a colonial administrator. He was later the first Spanish governor of Louisiana (via Wikimedia Commons).

By the eighteenth century, Spanish colonial society comprised a diverse socio-racial landscape. Intermarriage and sexual unions among Indigenous, African, and Spanish populations produced a society that could not easily be categorized according to conventional European social and economic privileges. Establishing a sociedad de castas (caste society), elite Spaniards recognized upwards of twenty racial castes with behavioral qualities unique to each group. Implementing the hierarchy relied primarily on public forms of social control, such as the prohibition of certain castes from administrative and commercial positions and laws that excluded certain fashions from non-Spanish castes. Colonial elites, however, faced challenges in enforcing strict racial stratification, and, as Ann Twinam has shown, loopholes broke down the efficacy of the racial hierarchy. Traveler’s accounts of the Spanish colonies offer key outside perspectives on these inconsistencies that allow us to evaluate how deeply socio-racial limitations permeated through colonial society.

Antonio de Ulloa’s fifth chapter, “Understanding the People of Quito; the Castes Found; Their Customs, and Riches” addresses the realities of implementing the caste system in a complex urban environment. Immediately, Ulloa asserts a high level of stratification found within society, noting that noble families “have kept themselves in their luster, connecting themselves with each other and not mixing with the people of low birth.” Ulloa further defines “low birth,” describing “four classes: that are Spanish, or whites; mestizos; Indians, or Naturals; and Blacks with their descendants” (363). While Ulloa’s racial classification affirms the presence of racial separation, the description of only four racial castes points to larger questions of the racial demography found in Peru. Ulloa presents Africans as a distinct group in society, but they are “not as abundant, as in other places in the Indies,” suggesting that Quito did not rely as heavily on African slave labor as perhaps other colonial cities.

A casta painting from ca. 1770. It depicts a Spanish father and an indigenous mother with their mestizo baby (via Wikimedia Commons).

Ulloa deepens his discussion of the socio-racial dynamic found in Quito by describing stereotypical behavior associated with the most prominent racial groups. Ironically, he condemns Spaniards as “the most unhappy, poor, and miserable; because the men do not apply themselves to any business” due to their superior racial quality (365). He praises mestizos who “work with perfection,” but ultimately fall prey to “the defect of Laziness and sloth, of which dominates them strongly” (365). These observations of work ethic mimic popular conceptions of how race influenced personality and behavior. Finally, Ulloa evaluates the visual appearance of Quito’s inhabitants, claiming, “people dress ostentatiously; and fabrics of gold, silver, fine scarves, and other types of silk and wool are not uncommon” (366).

800px-Paisaje_periferico_de_Lima_en_1744_-_AHG

An illustration from Relación Histórica del Viage a la America Meridional of the peripheral countryside of Peru (via Wikimedia Commons).

Ulloa’s account also addresses larger questions concerning the conceptualization of race in both colonial and peninsular Spanish society. His depiction relies heavily on exterior evaluations of race, such as status, behavior, and appearance, suggesting that society largely defined racial classification through overt visual markers. Ulloa’s description demonstrates that implementation of the racial caste system had some influence in Quito. For example, according to Ulloa, mestizos frequently worked in artisanal occupations such as “painters, sculptors, silversmiths, and others,” demonstrating a sense of racial occupational organization (365). He reinforces ideas being produced within the Spanish colonies by proving that racial stratification was clearly noticeable to foreigners.

Despite confirming widespread stratification in daily society, Ulloa’s account proves even more valuable for the inconsistencies that it records. He writes that, “many mestizos appear to be of the same color as legitimate Spaniards, being white, and blonde; and they are considered as such, even though in reality they are not.” (353) In this one brief sentence, Ulloa recognizes a fundamental weakness in the socio-racial hierarchy. Despite the creation of at least twenty racial castes in society, ambiguous physical markers allowed some social mobility along the racial spectrum. Mestizos with European complexions could sometimes assimilate into the Spanish demographic, which undermined the rigidity of the caste system.

Bust of Antonio de Ulloa in modern day Quito, Ecuador (via Wikimedia Commons).

Traveler accounts such as Ulloa’s are useful to historians in determining how colonial society presented itself to foreigners, but authors of such accounts carried preconceived notions of the Spanish colonies. Ulloa’s account inherently reflects peninsular prejudices and preconceptions of the colonies. Historians must determine to what extent Ulloa imposed peninsular ideologies upon the colonial social structure. As an outsider, for example, since Ulloa most likely only gained access to public society, he can demonstrate the racial stratification seen in public but cannot speak to the intimate realities that occurred in private.

Antonio de Ulloa’s analysis of Quito’s residents exists within a broader attempt to categorize and identify the unique racial make-up of the Spanish colonies. Colonial society continuously tried to grapple with its own racial ambiguity, often relying on public campaigns like casta paintings that depicted mixed race families and the racial variety of the caste society and whitening decrees that attempted to regulated social structures. However, travelers’ accounts like that of Ulloa offer an outsider’s perspective to the multi-colored reality. Answering key historical questions about race in Peruvian society while raising further inquiries into the realistic validity of the caste system, Relación Histórica del Viage a la America Meridional places modern readers in the thick of colonial Quito society.

Sources for this article and for further reading:

Magli M. Carrera, Imagining Identity in New Spain: Race, Lineage, and the Colonial Body in Portraiture and Casta Paintings. Austin: University of Texas Press, 2003.

Jorge Juan and Antonio de Ulloa, Relación Histórica del Viage a la America Meridional. Madrid: 1748. The Nettie Lee Benson Latin American Collection Rare Books and Manuscripts Division, University of Texas Libraries.

Irving A. Leonard, Introduction to A Voyage to South America, by Jorge Juan and Antonio de Ulloa. Translated and Abridged by John Adams. Tempe: Arizona State University, 1975.

Ann Twinam, Purchasing Whiteness: Pardos, Mulattos, and the Quest for Social Mobility in the Spanish Indies. Stanford: Stanford University Press, 2015.

You may also like:
Ann Twinam disucssers her book Purchasing Whiteness: Race and Status in Colonial Latin America.
Susan Deans-Smith explains how casta paintings described the racial hierarchy of Colonial Latin America.
Adrian Masters reviews The Disappearing Mestizo, by Joanne Rappaport (2014).

My Alternative PhD in History

By Ben Weiss

A recent piece in The Economist claims that, “One thing many PhD students have in common is dissatisfaction. Seven-day weeks, ten-hour days, low pay and uncertain prospects are widespread. You know you are a graduate student, goes one quip, when your office is better decorated than your home and you have a favourite flavour of instant noodle.”

(via Pexels)

When I was considering enrolling in the University of Texas History PhD program, I heard similar sentiments from peers and discovered many analogous articles. Despite the deluge of criticism I found myself wading through during application season, stubbornness and ambition persevered, and I entered the program in August of 2013. I decided to get a PhD in History as training for pursuing a career in government policy making. Many people making policy decisions lack significant contextual knowledge about their fields, which has a negative impact on overall policy effectiveness. Nearly three and a half years later and having experienced many of the drawbacks associated with grad school, I am still content with my decision.

During my undergraduate years at UT, I took a course with the highly regarded historian Tony Hopkins. Though I often find myself remembering his stirring lectures and exceptional oration skills, one moment in the course especially resonated with my ambitions. One day, he mournfully stated that the last of the generation of economists who were well versed in history recently retired or passed away. His words deeply echoed my feelings about the profound lack of historical and cultural understanding among the vast majority of contemporary policymakers.

The distinguished economic historian A.G. “Tony” Hopkins taught at UT from 2002-2013 (via Wikimedia Commons).

I work on the history of sexual health politics during the colonial period in southern Africa with the goal of doing policy work for American HIV/AIDS relief efforts in the same areas. Historically, western medicine frequently has produced traumatic and violent experiences in African societies, where perspectives on sexual health and sexual education norms differ from western views and health relief campaigns have a history of becoming politicized within neo-colonial and nationalist power struggles, making American foreign health policy and its reception in Africa problematic. Many policymakers lack the historical background necessary to develop effective policy. For all the discourse on indigenous partnership that occurs as a part of American relief efforts in my focus regions, partnership occurs within the cultural and ideological framework of American public policy. For example, policymakers do not legitimately account for indigenous healing practices within their policy frameworks – either in discourse or practice – because the vast majority of policymakers fail to recognize just how much sociocultural value local medical practices hold while simultaneously overlooking the ways in which Western medicine possesses its own country specific cultural values. Americans have contributed to the tremendous progress made in fighting HIV/AIDS, but we could be doing better by integrating real historical training.

I have made this argument multiple times to potential employers as I look beyond my dissertation defense toward a career in policy making. My contentions have not fallen on deaf ears. Think tanks and other policy research institutes have indicated that my historical training really does bring valuable expertise to the table that few other candidates with other types of degrees possess.

030926-F-2828D-307 Washington, D.C. (Sept. 26, 2003) -- Aerial view of the Washington Monument with the Capitol in the background. DoD photo by Tech. Sgt. Andy Dunaway. (RELEASED)

Historical knowledge and training can inform policy from the local to the federal levels (via Wikimedia Commons).

When considering whether a PhD – and specifically one in History – is worth it, I would consider asking what such a degree can add both to one’s personal goals and to making one competitive on the professional job market. When I was thinking about graduate school, I reflected on Tony Hopkins’ words and realized that I could not, in good conscience, work in HIV/AIDS relief (something I have been passionate about for close to a decade) without acquiring the knowledge that was lacking in the field. I also believed that a PhD would enhance my employment prospects if I articulated the validity of my trajectory in the right way.

There is a tangible void in public policy and I firmly believe that history PhDs could have a critical role to play in filling that void in the coming years. To those who are skeptical of the decision to put so much time, money, and energy into a PhD education, I contend that the versatile PhD holds more weight now than at any other time in recent memory.

More by Ben Weiss on Not Even Past:

Slavoj Žižek and Violence.
The British Industrial Revolution in Global Perspective, by Robert C. Allen (2009).

From Postcard to Picasso: Nakedness on Display

By Philippa Levine

Francois Edmond Fortier (1862-1928) made a very good living working as a photographer in the French West African colony of Senegal. Fortier grew up in eastern France, close to the German border, and by 1899 was living in Senegal where he set up a photographic studio. In the early 1900s he travelled extensively in French Africa, taking pictures wherever he went. In 1908 he was appointed official photographer to French officials touring colonies in the region.

The new and hugely popular postcard industry was thriving at the time Fortier was active and his photographs were mostly transferred to postcards, a business in which he became very active by about 1905. He was an enormously prolific photographer and somewhere between 3000 and 4000 of his images survive. There is even a website devoted to him!

One of the early staples of the new postcard industry was a category often known as the ethnographic postcard. These were pictures of indigenous peoples, taken largely by European and American photographers, and mostly in Asia and Africa. Sometimes they had captions intended to be humorous and pointing to the differences between the viewer at home in the west and the subjects of the card. Sometimes they purported simply to offer an informative and realistic example of a particular people. Such cards often bore the legend “anthropological type” or indicated that the image typified a certain racial or social group.

‘Sénégal. Les circoncis’, photo by Edmond Fortier c. 1910. Via Wikipedia.

Among these postcards there was another enormously successful sub-set that depicted people, mostly women, either scantily clad or with no clothes at all. These cards are historically interesting for many reasons. This was, after all, an era in which obscenity laws were on the rise across the west and regulations forbidding the distribution of obscene items (from pornography to contraceptive devices) was a prosecutable offense. The US Congress passed the Comstock Law in 1873 to control the “Trade in, and Circulation of, Obscene Literature and Articles of Immoral Use.” Booksellers who sold risqué photographs as well as literature were vulnerable under Britain’s Obscene Publications Act of 1857, as they were in France after 1811 when Napoleon introduced his Laws against Public Vice. In Germany a new country wide criminal code made the dissemination of obscenity illegal in 1872. Yet despite the crackdown on erotic images that was so common a feature of nineteenth-century law, postcards with nude or semi-nude images of indigenous peoples not only avoided the ban, but could be sent through the mail without fear of prosecution. This was because they marketed themselves as educational, demonstrating different varieties of the human form across the globe, and thus could avoid the taint of pornography that would have attached to them if their subjects were white and European. These cards echoed the displays of “natives” that became so popular at the world’s fairs to which people flocked late in the nineteenth and into the twentieth century.

Edmond Fortier photographs of Malinké Women taken in West Africa, 1906. The images are held in the Picasso Archives, Musée Picasso, Paris.

Edmond Fortier’s photographs of Malinké Women taken in West Africa, 1906. The images are held in the Picasso Archives, Musée Picasso, Paris.

Cards of this sort were enormously profitable for Fortier and many others in Africa, in India, in the Pacific and elsewhere. Fortier’s business was among the most voluminous and his work found its way into the collections of none other than the celebrated modernist artist, Pablo Picasso. Some forty Fortier postcards, mostly of bare-breasted women, are among the many ethnographic cards Picasso seems to have amassed in the early years of the twentieth century. His extensive Fortier collection dates from the time when he was painting what would become his most ambitious canvas to date, one that would rock the art world, and remains to this day among his most controversial and also his most emblematic paintings, Les Demoiselles d’Avignon. It’s a huge painting, almost 8’ by 8’, depicting five naked Spanish brothel workers. The two on the far right are wearing African masks. The picture was completed in 1907 and the postcards date from 1906. The painting signaled where his art was headed with its break from traditional representation and perspective. Most art historians associate the painting with the beginning of what became known as Primitivism, western art that included what were regarded as non-western art forms from societies that, at the time, would have been considered less advanced than colonial western powers.

Les Demoiselles d’Avignon (1907) by Pablo Picasso. Courtesy of Art Resource, NY.

Les Demoiselles d’Avignon (1907) by Pablo Picasso. Courtesy of The Museum of Modern Art / Licensed by SCALA / Art Resource, NY.

French art historian and former director of the Picasso Museum in Paris, Anne Baldassari, claims that Picasso used his collection of Fortier postcards to produce these startling and striking images. The exhibition where she made this claim debuted to great acclaim at Houston’s Museum of Fine Art in 1997 under the title Picasso and Photography: The Dark Mirror. In the exhibition, she traces Picasso’s use of photographic images to model his paintings, as well as his own enthusiasm for photography, both good examples of the changes new visual technologies augured in the art world. In the poses and the demeanor of the women in Picasso’s canvas she sees a reflection of the bold stares of the women in the postcards, expressing attitudes that at the time would have been unthinkable for European women.

Postcards depicting white women without their clothes on would not so easily have avoided the censorship that the new obscenity laws were busily imposing in western nations. But images of non-western women, and especially women from areas considered primitive and sexually bold, were, it would seem, available not only to the purveyors of smutty postcards dressed up as educational materials but to the priests of high art. Picasso’s painting is a magnificent and an important work but if Baldasseri’s hunch is right, it’s also the product of a world that profited from maintaining a huge divide between a civilized west and a primitive and sexualized other.

Further Reading

Anne Baldassari, Picasso and Photography: The Dark Mirror (Paris and Houston: Flammarion, The Museum of Fine Arts, Houston 1997)

Christraud M. Geary and Virginia-Lee Webb, ed. Delivering Views: Distant Cultures in Early Postcards (Washington and London, Smithsonian Institution Press, 1998)

Full image credit for Les Demoiselles d’Avignon by Pablo Picasso: ‘Picasso, Pablo (1881-1973) ARS, NY. Les Demoiselles d’Avignon. Paris, June-July 1907. Oil on canvas, 8′ X 7’ 8″ (243.9 x 233.7 cm). Acquired through the Lillie P. Bliss Bequest. Estate of Pablo Picasso/ Artists Rights Society (ARS), New York. Digital Image courtesy of the Museum of Modern Art/ Licensed by SCALA / Art Resource, NY.

Recent Posts