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Review of Zhivago’s Children: The Last Russian Intelligentsia, by Vladislav Zubok (2009)

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Zhivago’s Children is a thorough account of the experiences of Russian intellectuals who formed the Soviet Union’s second-generation intelligentsia. The book’s primary strength lies in the author’s nuanced depictions of the interactions between Moscow intelligentsia and the changing political environment. Drawing extensively from memoirs and interviews of its members, Zubok points out that these intellectuals remained vocal advocates of reformist socialism for most of the Soviet era, contrary to common stereotypes that portray them as anti-Soviet dissidents. As writers, artists, and scientists in prestigious social positions active in post-Stalin Russia, their life experiences were entangled with the course of Soviet history, contributing to the growth of state power, advocating reform in times of political turbulence, willingly or not, undermining the Soviet system in its last decade, and finally, fading in the post-collapse turmoil. Their rich Russian culture and humanist ideals shaped the universe of Zubok’s parents and his upbringing. Thus, more than a genuine scholarly project, this book is also an homage paid to a past etched in memory.

A major contribution of the book lies in its convincing depiction of a constructed socialist affinity among the second generation of Soviet intelligentsia, whom the title Zhivago’s Children refers to — a term borrowed from Boris Pasternak’s Nobel Prize-winning novel, Doctor Zhivago. It traces this back to the Stalinist education and complex experiences of World War II, strict cultural control and dogmatization under the influence of hardcore Stalinist official Andrei Zhdanov, and antisemitic persecution in the last days of the dictator. In so doing, Zubok reveals the material and ideological background that shaped the generations’ socialist and reformist inclinations, which contributed to the intelligentsia’s ambivalent sentiment and changing affinity to the regime in the Khrushchev years (1953-1964), resonating with his volatile cultural policies. This forms the core of his chapters.

The historical perspective maintained by Zubok crucially permits a fascinating exploration of the hybrid culture that emerged from this intelligentsia: the embrace of Western culture coexisted with the antagonism against capitalism, while criticisms of Soviet bureaucracy coexisted with an aspiration for genuine, “humane” socialism. To be sure, this generation of intelligentsia had diversified entering the 1960s, seeing the growth of liberals and the Russian nationalists. Yet, as Zubok points out, the deeply rooted socialist affinity only collapsed in 1968, when the Soviet Union forcefully ended the Prague Spring—a lethal disillusionment at the zenith of a global atmosphere of leftist change. In his view, dissidents, the conventional focus of liberal narratives, only played a contributing role in the course of history instead of the pioneering one.

*Soviet tanks and soldiers at Hradčany Square to suppress the Prague Spring. Source: Wikimedia Commons*

What deserves greater attention in assessing Zhivago’s Children, however, is the unparalleled historical significance the author placed on the pivotal turn of 1968. It seems that for Zubok, more than a disillusionment of one generation of intelligentsia amongst many, the crackdown of Prague Spring marked the decline of the last Russian intelligentsia in general. This can be seen clearly in the book’s arrangement. As if writing in haste, the author condenses the long decade from 1968 to 1985 into a single chapter, ominously titled “The Long Decline,” followed by the epilogue, “The End of the Intelligentsia.” Given that he devotes seven chapters to the years between 1956 and 1968, one has to ask, why is it so?

In the book’s conclusion, the author summarized its story as the struggle of intellectuals to “regain autonomy from an autocratic regime.” Nonetheless, an answer to the above question may lie in the author’s implicit theme: the tense yet unbroken and mutually dependent relationship between the Soviet regime and the Russian intelligentsia. Whilst the intelligentsia maintained a critical stance against the state and pursued high culture, the Stalinist and post-Stalinist systems were essential for their survival because they provided social privileges, economic benefits, proper education, incorporation into the field of power, and a dream of searching for a utopian society. In short, those “Zhivago’s Children” may be critical to the autocratic regime precisely because they were constituents of it. Just as the author notes, “the preoccupations and aspirations in the intellectual milieu remained essentially non-capitalistic.” This significant irony of history became most apparent at the end of the USSR: when the intelligentsia finally envisioned its revival in the reformist-minded Gorbachev, the lifting of censorship in the glasnost tore the system apart, as with the dreams and livelihoods of millions of intellectuals. On top of the corpse of the Russian Soviet Federative Socialist Republic now stood a new capitalist Russia, whose ruthless force of the market left little place for “Zhivago’s Children.” Thus, as the book’s subtitle suggests, they were the “last Russian intelligentsia.”

*Mikhail Gorbachev, the last General Secretary of the Communist Party of the Soviet Union, Moscow, October 1991. Source: Wikimedia Commons*

This tragic downfall of “Zhivago’s Children” raised my expectations for a more profound reflection on the characteristics of this generation of intellectuals and, moreover, on the cultural and ideological system of the Soviet Union. This can be formulated as two preliminary sets of questions. First, what was the relationship between this intelligentsia and the broader Soviet masses? To what extent did these socialist intellectuals identify with the people? Or did they see themselves as a privileged group, de facto distant from the rest of the population? Second, what were the theoretical and ideological implications behind the humanist ideals of “Zhivago’s Children?” This deserves particular attention if one attempts to situate the “genuine” Marxist intelligentsia mentioned by the author in the conflict between humanist and structural Marxists (e.g., Louis Althusser) in the 1960s, where the latter tried to correct the perceived humanist distortion of Marxist theories that emerged with Khruschev’s denunciation of Stalin’s guilt. Unfortunately, Zubok does not explore either of these two topics, likely due to his deep commitment to the stories and values of “Zhivago’s Children.”This dedication leaves little room for critical reflection on their potential theoretical shortcomings or intellectual elitism. Considering the subject matter of this book, I think the above problems are more serious and intriguing as well than other issues, such as the author’s reliance on memoirs.

In sum, Zhivago’s Children is an exciting but problematic read. As a nuanced chronological intellectual history, it deserves high praise. The author, Zubok, is no doubt passionate about his subject. However, perhaps because of his strong opinions, several vital topics remain regrettably unexplored, which means that readers should approach this book critically.

Shutong Wang (王庶同) was born and raised in China. He earned a B.A. in History at McGill University and is currently a PhD student at the University of Texas at Austin. He studies the social movements of the 1950s, with a particular focus on the interactions between grassroots communities in Modern and Contemporary China.

The views and opinions expressed in this article or video are those of the individual author(s) or presenter(s) and do not necessarily reflect the policy or views of the editors at Not Even Past, the UT Department of History, the University of Texas at Austin, or the UT System Board of Regents. Not Even Past is an online public history magazine rather than a peer-reviewed academic journal. While we make efforts to ensure that factual information in articles was obtained from reliable sources, Not Even Past is not responsible for any errors or omissions.

Eisenstein’s “Ivan the Terrible” in Stalin’s Russia

By Joan Neuberger

At the beginning of 1941, Sergei Eisenstein was feeling defeated. Three years had passed since he had completed a film and, on January 2, the great Russian film maker confided to his diary that he felt like his broken-down car, lethargic and depressed. A few days earlier, tired of waiting for the film administration to approve his latest proposal, he had written directly to Joseph Stalin, requesting him to intercede. When the phone rang on January 11, it was Andrei Zhdanov, secretary of the Central Committee and member of the Politburo’s Committee on Cinema Affairs, calling to say that no one was interested in his most recent pitch, but that they should meet to discuss the film Stalin wanted him to make. We don’t know exactly what was said at that meeting, but immediately afterward Eisenstein began reading and thinking and jotting down ideas about Ivan the Terrible, the tsar who ruled Russia in the sixteenth century. By January 21, the possibilities for a film on Ivan had captured his imagination and would not let him go. Eventually, he would fill more than a hundred notebooks with ideas related to the film and finish two books of film theory and one 800-page memoir deeply imprinted by his experience of making it. He was writing about Ivan the Terrible when he died, at age fifty, only seven years later.

In commissioning a film about Ivan the Terrible, Stalin expected Eisenstein to celebrate Ivan as the first tsar, a progressive and visionary leader, and the founder of a unified, centralized, modern Russian state. What made it tricky is that Ivan the Terrible, like Stalin himself, was infamous for carrying out a ruthless campaign of terror against the people he ruled. Everyone expected Eisenstein to make a film that justified Ivan’s violence as necessary for defeating those who opposed him in founding and protecting the new state. Stalin, who didn’t like surprises, got much more than he bargained for. Eisenstein’s film ranged far from the official commission and was controversial even before it hit the screen. Ivan the Terrible was not only a shrewd critique of Stalin and Stalinism, it also raised profound questions about the nature of power, violence, and tyranny in contemporary politics, and in the history of state power more broadly. Eisenstein’s film used Ivan’s story to examine the psychology of political ambition, the history of absolute power and recurrent cycles of violence. It explores the inner struggles of the people who achieved power as well as their rivals and victims.

Eisenstein worked on Ivan the Terrible for five years, from January 1941 to February 1946, completing only two-thirds of a projected three-part film. Part I of the trilogy was completed in December 1944 and went into general release in early 1945; Part II was submitted in February 1946; it was banned in March and only released in 1958; Part III remained incomplete at Eisenstein’s death in February 1948, but the screenplay, some footage, and many of his notes have survived.

Ivan the Terrible took so long to make because production was repeatedly postponed by the second World War. A few months after receiving the commission, on June 22, 1941, Eisenstein’s work on the screenplay was interrupted when the Nazis invaded the Soviet Union. As Artistic Director of the Moscow Film Studio (Mosfilm), he was immediately put in charge of producing morale-lifting films and dealing with supply, personnel, and production problems brought on by the war and the nightly bombing raids that began in July. As German troops moved close enough to threaten Moscow, most of the population of the capital, including its entire film industry, was evacuated to Alma Ata (Almaty) in Kazakhstan. It took another year for negotiations over the screenplay and the casting to conclude, and filming itself didn’t begin until April 1943.

Ivan with Anastasia's corpse in her bedroom surrounded by icons and tapestries. drawing by SM Eisenstein for Ivan the Terrible

“Ivan decides to completely annihilate the feudal landlords” Drawing by S. M.Eisenstein

During the long months of waiting, Eisenstein read hundreds of books, filled dozens of notebooks with ideas, and made thousands of drawings. In addition to the story-boards, he drew his memories of other times and places, illustrations of the books he was reading, caricatures of his colleagues and friends, and sexually explicit fantasies and satires. Despite the often inhuman forms represented in his story boards, Eisenstein insisted that his actors reproduce the poses he envisioned and hold those poses for hours at a time. He was famous for his ability to use pranks and jokes to defuse tension on the set, but not all the actors loved the demanding physical workout Eisenstein required.

Camera operator Andrei Moskvin and Sergei Eisenstein on the set of Ivan the Terrible

Once underway, Eisenstein took his time, as meticulous as he wanted to be and determined to make the film he wanted to make. He worked closely with his brilliant cameraman, Andrei Moskvin, his lead actor, Nikolai Cherkasov, and the renowned composer, Sergei Prokofiev, who wrote the score, all of whom shared his willingness to risk making the transgressive film Eisenstein had in mind.

For many viewers, the result was alienating and difficult to understand. American critic Pauline Kael famously wrote that Ivan the Terrible was “so lacking in human dimensions that you may stare at it in a kind of outrage. True, every frame in it looks great – it’s a brilliant collection of stills – but as a movie, it’s static, grandiose, and frequently ludicrous.” That’s not really what Eisenstein was going for. The Russian critic Sergei Yutkevich came closer; he saw Ivan as “a symphonic film [that] puts all his tremendous culture of cinematographic expression into the service of his theme and, as in no other film of his, he achieves a unity of the different expressive means available to the cinematic art. This is not only a brilliant duel of remarks and glances but a passionate battle of sound and silence, light and dark. Brightness and shadow, color and textures—all influence one’s mind and feelings.”

Ivan’s rivals: Bishop Pimen (L) Efrosinia and Vladimir Staritsky (R)

The strange look and feel, and the difficult narrative were intentional. Not only did Eisenstein have to evade the censor and the wrath of the ruler, but the complexities of Ivan’s biography paralleled his ideas about cinematic method, about how to make a film that would have the greatest emotional and intellectual impact. Eisenstein was the first film theorist to systematically explore the ways films are constructed and the ways viewers perceive what they see on screen. He was also one of the first modern thinkers to explore the ways feeling were as important as thinking in both the production and reception of art. Studying biography and history for the first time when making Ivan the Terrible also convinced him that feelings were as important as ideas in shaping the decisions that historical and political figures make.

The Golden Hall and the Angel of the Apocalypse

To tell the story of Ivan the Terrible, Eisenstein wanted not just show but make us feel Ivan’s hunger for power and the ensuing conflicts that resulted. To draw viewers in and engage our deepest feelings and most complex thinking, Eisenstein devised two parallel strategies. First he believed that viewers respond consciously and unconsciously to even the tiniest of details that we see and hear when watching a film. So he broke down every element of the film image to its constitutive parts, what he called its “essential bone structure,” for the audience to gradually reconstruct for themselves into something meaningful and moving. This is why Eisenstein had his actors hold such inhuman poses: so that viewers would see every single minute gesture that went into conventional movements. This is why the production design exaggerated and distorted familiar images – from religious icons and rituals, for example. And this is why we see a hodge-podge of visual styles juxtaposed — melodrama, tragedy, gothic, grotesque, satire, and comedy. All of these design choices were meant not just to challenge conventional meanings but to let the viewer see from Ivan’s point of view, by compelling us to engage in the same process of making sense of fragmented, contradictory cues.

Ivan at his coronation, deciding to continue executing his enemies, deciding to be “Terrible.”

At the same time, Eisenstein structured the narrative around a set of questions. How does an innocent, vulnerable child become a sadistic, bloody tyrant? To what extent is Ivan like the people around him and, by extension, like us? When is killing justifiable? Do Russian rulers and, by implication, all Russians differ from their contemporaries in the West? When are we responsible for our own actions, and when can we blame circumstances? Each scene raises these questions in some form, so the audience is constantly being invited to wonder, compare, evaluate, and judge. And underlying these moral-political issues is a set of related questions concerning human emotions. In general, Ivan the Terrible asks us to consider what role emotions play—in relation to reason and logic—in motivating us to act. More specifically, Eisenstein asks what happens when love, affection, sexual attraction, grief, loneliness, hate, distrust, and the desire for revenge enter into politics. How are political affections and rivalries gendered? What happens when we are asked to love a ruler like a father? What role does affection play in a political brotherhood?

These are not the typical structuring devices of the Stalinist biopic. Soviet film biographies of this period were supposed to provide clear-cut models of behavior. Individuals in film biographies, whether cult figures or ordinary people, were to undergo some transitional improvement, make a heroic contribution to their community, and offer moments of inspiration and motivation. Eisenstein’s interrogative mode challenged viewers to make up their own minds. The ambiguities of the interrogative deny viewers a neutral vantage point and challenge us to reclaim our authority to make meaning from observation and experience.

Part I of Ivan the Terrible gives us a young and determined ruler, committed to defeating Russia’s external enemies, and the obsolete aristocracy, who opposed his efforts to centralize Russian power and establish The Great Russian State. And apparently the portrait of Ivan was just monumental and triumphalist enough for Part I to win the Stalin Prize and cause American critics to see it as pure Soviet propaganda. But this view of the film required ignoring the paranoia, violence, trauma, vengeance, treason, and betrayal that permeate its story, its characterizations, and its bizarre and murky visual setting. Ivan himself is beset by inner conflicts over his mission and constantly asks if he is on the right path. He repeatedly beseeches himself, his friends and his enemies, God, and the audience, “Am I right in what I am doing?” His own uncertainty cues us to ask if the opposition to the centralization of power is, perhaps, in some ways justified, a question that is, in fact, at the heart of Eisenstein’s conception of the film. In Part II, the questions become darker, revolving insistently around cycles of murder and revenge. Ivan still asks for reassurance but God is silent and no one else gives him the answers he wants, spurring him on to greater, more vicious acts of violence.

Ivan declaring that he is free to act against the country’s enemies (L) Stalin in a widely reproduced photograph by Ivan Shagin (R)

All Eisenstein’s questions had obvious analogues in Stalinist society. But the film maker was after something more than simple critique. He wanted to explain how Ivan became the bloody, manipulative, demagogic tyrant he became. Eisenstein had stated from the beginning that he did not intend to “whitewash” the medieval ruler or justify his violent reign, but rather to explain, as he put it, “the most atrocious things.” The interrogative mode that he used in Ivan the Terrible established a set of standards for judging any ruler. That’s how you make a film about a bloody tyrant for a bloody tyrant.

If Stalin was instrumental in bestowing Part I with the Stalin Prize, he hated Part II and had it immediately banned.

Ivan the Terrible is a difficult film because it continually presents us with contradictions and questions, it forces us to respond to unfamiliar, difficult, and ambiguous cues, and it denies us a hero to identify with or a villain to hate. It is a great film because it creates a portrait of power that resists simplification and provokes us to engage with hard questions, precisely the hard questions the Stalinist artist was supposed to suppress.

This Thing of Darkness: Eisenstein’s Ivan the Terrible in Stalin’s Russia
Cornell University Press, 2019

For more on Eisenstein and early Soviet filmmaking, you might like these:

The Eisenstein Reader, edited by Richard Taylor, translated by Richard Taylor and William Powell (1998)

A good selection of Eisenstein’s writing, translated into English.

Maria Belodubrovskaya, Not According to Plan: Filmmaking Under Stalin (2017)

A history of Soviet filmmaking that focuses on film institutions rather than political leadership.

David Bordwell, The Cinema of Eisenstein (2nd edition, 2005)

A comprehensive and insightful survey of Eisenstein’s films by one of the leading film historians in the US.

Lilya Kaganovsky, The Voice of Technology: Soviet Cinema’s Transition to Sound (2018)

Analyzes the unique ways sound shaped cinema in the the Soviet Union. Kaganovsky shows that sound films made the voice of state power audible, reaching viewers directly for the first time.

Anne Nesbet, Savage Junctures: Sergei Eisenstein and the Shape of Thinking (2003)

A study of each of Eisenstein’s films in the context of the director’s unpublished writing, that shows the importance of contradiction, fracture, and wildly imaginative and beguiling strangeness in all his work.

Yuri Tsivian, Ivan the Terrible (2001)

An intertextual study of Ivan the Terrible that provides sharp insights into Eisenstein’s thinking in images.

Emma Widdis, Socialist Senses: Film, Feeling, and the Soviet Subject, 1917-1940 (2018)

With a focus on the depiction of the senses in an extraordinary range of early Soviet films, this book shows how the new Soviet subjectivity was shaped first by a revitalized engagement with the material and natural world and later by an enriched inner emotional world.

Khrushchev’s Cold War: The Inside Story of an American Adversary, by Aleksandr Fursenko and Timothy Naftali

Nikita Khrushchev is one of the most important men of the last century. Moreover, he was the main protagonist of Soviet foreign policy during the most perilous period of the Cold War which climaxed with the Cuban Missile Crisis of 1962. How dangerous was the Soviet Union to the West during Khrushchev’s term? Which factors contributed to sow distrust between the United States and the Soviet Union, and to what extent the Soviet menace was more bluff than real capabilities? Fursenko and Naftali answer these questions successfully by presenting an extensive and well-researched study that uncovers Soviet foreign policy during the Khrushchev’s Era.

In Khrushchev’s Cold War: The Inside Story of an American Adversary, the authors explore the complicated balance between cooperation with the West and competition for Third World support that undergirded the Soviet diplomatic strategy from 1955 to 1963.To understand these diplomatic maneuvers, Fursenko and Naftali focus on Khrushchev’s complex policies of building détente with his penchant for risky brinkmanship and coercive diplomacy which, he hoped, would yield substantive geopolitical gains. From the two Germanys question to the Cuban Missile Crisis, the final outcome of this dual diplomatic approach proved contradictory. The competition for Third World allies diverted scarce economic resources from domestic problems, and exacerbated tensions between the superpowers effectively undermining any sustainable opportunity for détente.

Fursenko and Naftali underline two elements that contributed to heightened tensions during the Cold War. The first one, perception in international politics, led to the frequent misreading of the adversary’s intentions, fostering a strong and lingering feeling of mistrust and deception. This atmosphere of misunderstanding transformed the years between 1958 and 1962 into the most dangerous period of the Cold War concluding with the perilous Cuban Crisis that brought the world to the brink of nuclear war.

1960s poster with Fidel Castro and Nikita Khrushchev: “Long live the eternal, indestructible friendship and cooperation between the Soviet and Cuban peoples” (via Wikipedia)

The second element draws on the first, and involves the crucial role played by Third World leaders in aggravating the perceived threat that each superpower felt from the other. The authors do an excellent job in dispelling one of the greatest myths of the Cold War, the erroneous impression that the United States and the Soviet Union orchestrated and fully controlled events in Africa, Asia and Latin America. To the contrary, leaders like Fidel Castro and Gamal Nasser skillfully courted and played off the superpowers for their own gains. This perspective restores a great deal of agency to social and political actors that in other Cold War narratives have been relegated to the roles of mere pawns.

The authors conclude that Khrushchev’s foreign policy did much to preserve the boundaries of the Soviet empire but less in extracting considerable geopolitical concessions from the West. The inherent military weaknesses of the Soviet Union, coupled with limited economic resources, led Khrushchev to rely more on the appearance rather than the reality of Soviet power. However, his brinkmanship at least succeeded in deterring the United States from invading Cuba and in securing recognition for East Germany in the long run.

The book’s writing style is fluid with a clear prose, making it accessible to any audience. This is quite an achievement in a co-authored work. Fursenko and Naftali also succeed in providing an informative and compelling account of Soviet foreign policy under Khrushchev by relying mostly on declassified material from the Soviet Presidium. It is certainly a pertinent starting point for anyone interested in the intricacies of world affairs and foreign relations from the Soviet perspective.

The Gorbachev Factor by Archie Brown (2003)

By Marcus Golding

The fall of the Soviet Union is usually understood from two angles. One argues that the Soviet state could not keep up with the United States’ military superiority and, therefore, collapsed under economic strain. The other perspective suggests that western Europe and the U.S., and specifically the administration of President Ronald Reagan (1981-1989), played a crucial role in pressuring diplomatically for the end of the “Evil Empire.” Archie Brown suggests that there is another interpretation that rules out military or diplomatic pressures in explaining the undoing of the Soviet Union. Brown argues that the end of the system was exclusively due to the political (glasnost) and economic (perestroika) reforms launched to reform the state. In this process, the author contends that the implosion of the Soviet Union had more to do with the will of one man than with any outside forces in play.

The Gorbachev Factor is a compelling and persuasive analysis that underlines the agency of Mikhail Gorbachev as the most crucial factor explaining the end of Soviet rule. The book is a painstaking examination of Gorbachev’s leadership as a head of state, and the importance of his policy reforms in enacting the political transformation of the Soviet system. As the author argues, despite the structural problems of the USSR during the 1980s, there was no sign of an impending collapse. However, the central thesis of the book is that Gorbachev’s interest in seeking political and economic change led him to believe that those goals were unattainable unless the whole system was transformed. By analyzing the changes introduced by the Soviet leader in the political structure of the state, the economy, the center-periphery relations, and in foreign policy, Brown successfully shows how the Soviet system transitioned from a relative stable state of decline into a phase of terminal crisis. Despite failing to prevent the end of the USSR during his term (1985-1991), Gorbachev oversaw the emergence of political pluralism, the democratization of the former Soviet Republics, and the inauguration of a new foreign policy with the west that ended the Cold War.

From the four areas he deemed necessary for a complete transformation of the system, Brown identifies political reforms and the reformulation of Soviet foreign policy as the most successful ones. The introduction of contested elections to create a legislature with real powers in 1988 is perhaps the most significant reform in explaining the growing democratization of the Soviet Union but it also accounts for the gradual erosion of state control over the political process. Domestic political changes also reflected a new foreign policy mentality. Gorbachev reconfigured Soviet diplomacy by emphasizing the freedom to choose and by renouncing violence as a way to sustain other communist regimes in power. As Brown contends, the Gorbachev factor in Soviet foreign policy cleared the way for the overthrow of Communist systems in Eastern and Central Europe from 1989 on.

The liberalization of the system presented Gorbachev with intractable problems. In relations between the central Soviet state and the non-Russian republics within its borders, the delegitimization of Marxism-Leninism triggered by the political reforms, and the revelations of the failures and atrocities of the Soviet system, left an ideological vacuum for which nationalism was the most obvious candidate. Unable, or unwilling to control the centrifugal forces unleashed by his reforms, Gorbachev’s ability to keep the Soviet Union intact imploded when political rivals, such as Boris Yeltsin, torpedoed any opportunity for a union-wide arrangement. In the implementation of economic reforms, Gorbachev’s zig-zag approach not only proved to be ineffective because of the opposition of the ministerial bureaucracy to the full implementation of his policies, but also because the Soviet leader was more hesitant and less clear on how to proceed towards the gradual adoption of a market economy.

Mikhail Gorbechev (left) with President George Bush (right) – (via Wikipedia)

Finally, Gorbachev’s personality played a key role in the political transformation of the system. His status as a consensus-builder served him well to implement several reforms without facing concerted resistance from the Communist Party or the emergent cohort of Soviet dissidents and liberals. However, this same trait later exposed Gorbachev to the attack of radicals on both sides of the political spectrum, undermining his power. This, coupled with the misplaced trust in some of his appointees, seriously complicated Gorbachev’s plans to control the transformation of the system.

Brown’s book succeeds in providing a refreshing and persuasive angle that underlines the domestic causes in the demise of the Soviet Union. The author relies primarily on personal interviews and memoirs from the most influential Soviet political leaders of the time (including Gorbachev) to build his argument. For anyone interested in this momentous historical process of the 20^th century Brown’s insightful interpretation will not disappoint.

IHS Talk: 50 Years Since Prague Spring: Czechoslovak Dreams and Cold War Realities

This panel offers a retrospective examination of the 1968 Czechoslovak “Prague Spring”, or what the LBJ administration labeled the “Czechoslovak crisis.” Panelists Dr. Mary Neuburger, Professor of History and Director, Center for Russian, East European and Eurasian Studies (CREEES) and Dr. Jeremi Suri, Professor of History and Mack Brown Distinguished Chair for Leadership in Global Affairs, offer their insights into the 1968 reform movement and popular response in the context of internal Bloc transformation and the “global 1960s.” They also discuss the implications of the Soviet (or Warsaw Pact) Invasion of Czechoslovakia and the US decision not to intervene for East-West Cold War engagement. 50 years after the event, both panelists tap into the past due decades of scholarship to re-examine the regional and global importance of these events and their aftermath.

Dr. Neuburger also introduced the Prague Spring Archive Project, an open-access resource consisting of digitized documents – such as intelligence reports, briefs, and day-to-day commentary by US policymakers – on the Prague Spring held at the LBJ Library.

More on the Prague Spring Archive Project:

Dr. Neuburger and Ian Goodale, CREEES digital librarian, reflect on phase one of the project, and Ian Goodale discusses media and the Prague Spring.

Ideological Origins of a Cold Warrior: John Foster Dulles and his Grandfather

by Paula O’Donnell

Dulles with President Eisenhower in 1956 (via Wikipedia)

To experts on the history of U.S. foreign policy, the Dulles brothers’ service during Dwight D. Eisenhower’s presidency marks an important watershed in the evolution of American interventionism. In the context of brewing conflict with the Soviet Union, Eisenhower’s administration aimed to protect developing countries of the “Third World” from being converted to Communism. However, as recovery efforts following World War II mobilized international diplomatic efforts to broker world peace, U.S. officials were reluctant to deploy troops abroad. John Foster Dulles was Eisenhower’s secretary of state during this time. His brother, Allen Dulles, served as director of the recently founded Central Intelligence Agency. Together, the Dulles brothers used this agency to eliminate perceived communist threats in the Third World through covert operations, establishing a powerful precedent for “regime change” as foreign policy strategy.

What fewer scholars and policy enthusiasts know is that the Dulles brothers were products of an elite political family with a strong internationalist tradition. John Foster Dulles’ personal papers, stored at his alma mater Princeton University, exhibit how the eldest brother’s upbringing and family network, consisting of diplomats, missionaries, and international lawyers, influenced his developing world view. This is particularly the case with his maternal grandfather, John W. Foster, a prominent patriarchal presence during Dulles’ childhood. Ideological continuity between Foster and his oldest grandson is evident in their comparable career paths, their methods of preparing subsequent male generations, and their published texts and speeches which analyze the role of U.S. foreign policy in international affairs.

John W. Foster, Secretary of State under President Benjamin Harrison (via Wikipedia)

Dulles’ personal papers suggest that he modeled his career after that of his grandfather. Foster had also served as secretary of state, at the end of President Benjamin Harrison’s administration. He inhabited this role during the fall of the Hawaiian monarchy in January 1893, an event that led to U.S. annexation of the archipelago. Foster then left political office to pioneer U.S. corporate legal practices and distinguish himself as an international diplomat. Notably, he mediated negotiations at the close of the First Sino-Japanese War and drafted the Treaty of Shimonoseki, signed on April 17, 1895. Dulles’ career subsequently followed a similar path. He also became an international corporate lawyer, partially through his grandfather’s connections, at the elite law firm Sullivan and Cromwell LLC. As partner at this firm, Dulles represented powerful U.S. corporations with vested interests abroad, such as the United Fruit Company. Dulles simultaneously cultivated a long-term career in international diplomacy, serving as secretary to the Economic Reparations Committee at the Treaty of Versailles and later as delegate to the San Francisco Conference which established the United Nations.

Continuity is also evident in the two figures’ strategies for patriarchal mentorship. While Dulles was still a child, he spent his summers at his grandfather’s house on Henderson Harbor in upstate New York. Very early most mornings, Foster took his grandsons fishing. On these excursions, the Dulles brothers learned how to catch their own lunch and cook over an open fire. They ate as they listened to their grandfather’s stories of his experiences abroad, often in the company of distinguished guests such as William Howard Taft, Andrew Carnegie, or Bernard Baruch. These trips taught the boys that self-reliance was a masculine virtue while, at the same time, integrating them into a network of white male elites. Dulles later applied similar methods to raising his sons, taking them on month-long sailing voyages up the Canadian coastline, where they learned to navigate by starlight and catch their own food. For both Foster and Dulles, traveling by water was a fruitful exercise in battling uncontrollable elements, which they believed benefitted male members of subsequent generations.

Eleanor Roosevelt, Adlai Stevenson, and John Foster Dulles at the United Nations in New York City (via National Archives and Records Administration)

Dulles’ and Foster’s published texts and speeches exhibit their shared value of an activist, and interventionist, American foreign policy. Foster had written two books on U.S. diplomacy, both treasured by his progeny. The first of these, A Century of American Diplomacy: Being a Brief Review of the Foreign Relations of the United States 1776-1876, published in 1900, recounted a diplomatic history of the United States, with emphasis on the functions of the state department. Foster exhibited profound enthusiasm for the foresighted genius of the founding fathers and for the “honorable position” characteristic of U.S. diplomacy. The closing chapter examined the importance of the Monroe Doctrine to U.S. foreign policy. President James Monroe first articulated the Doctrine in an address to Congress in 1823. It established U.S. rights to exclusive influence over the whole Western Hemisphere in response to colonial ambitions of the Holy Alliance (Russia, Prussia, and Austria) following the decline of the Spanish Empire. Like his grandfather, Dulles viewed the Monroe Doctrine, as the “most essential expression” of American foreign policy. During the Cold War, Dulles drew parallels between the threat of the Holy Alliance and the one posed by the Soviet Union. Despite writing at dramatically different times in U.S. history, both Dulles and his grandfather interpreted the Monroe Doctrine to sanction American use of force in the interest of preventing the spread of European political influence.

Dulles’ history goes to show how an analysis of his service as secretary of state, or the C.I.A. operations he sanctioned, are not sufficient for understanding how U.S. policymakers justified intervention during the Cold War. The secretary’s relationship with his grandfather and his understanding of U.S. history shaped his worldview in significant ways. It is important to pay attention to the durability of intellectual and ideological influences that inform the most prominent individuals who execute foreign policy in the United States. This is especially so since American society still grapples with ideological convictions regarding gender, class, religion and nationality that echo sentiments advanced by Dulles and his contemporaries. Such intellectual and ideological understandings will continue to have a dramatic impact on the U.S. foreign and domestic policies. Scholars would do well to recognize and wrestle with the durability of these beliefs, if they believe history might help Americans understand the many ramifications sure to emerge as a result.

Watch: The Wider Arc of Revolution: The Global Impact of 1917 (Part I)

To commemorate the centenary of the Russian Revolution, the UT Center for Russian, East European, and Eurasian Studies held an international conference entitled, “The Wider Arc of Revolution: The Global Impact of 1917.”

The first keynote speech was given by Sheila Fitzpatrick, preeminent historian of Russia and the Soviet Union, Professor of History at The University of Sydney and Distinguished Service Professor Emerita at the University of Chicago. Professor Fitzpatrick taught at UT Austin from 1980-1989.

Click here to watch a recording of Professor Fitzpatrick’s keynote.

Rethinking American Grand Strategy in the Asia Pacific

By More than Providence: Grand Strategy and American Power in the Asia Pacific Since 1783. By Michael J. Green. Illustrated. 725 pp. Columbia University Press. $45.

by Jonathan R. Hunt
University of Southhampton

First Published by The Imperial and Global Forum (October 23, 2017).

Otto von Bismarck once remarked that the United States was blessed: “The Americans are truly a lucky people. They are bordered to the north and south by weak neighbours and to the east and west by fish.” Thanks to this geographic grace, George Washington could call for freedom from “entangling alliances” in his farewell address. This distance has also bred a strong undercurrent of parochialism and chauvinism in American culture. From these two impulses has emerged the conceptual DNA of American foreign relations in the form of two dichotomies—exemplarism versus interventionism; cosmopolitanism versus exceptionalism—lending form and structure to debates about how a democratic people should manage their affairs in an often unkind, even hostile, world.

In his sweeping and authoritative account of United States grand strategy in the Asia Pacific, Michael J. Green reminds us that Americans have long regarded this maritime expanse – from the Aleutians to Cape Horn in the Western Hemisphere across to Australasia and Sakhalin in the Eastern — as integral to defending their ‘empire of liberty’. Nineteenth-century policymakers from Thomas Jefferson and Matthew C. Perry to Henry Seward and John Hay sought to pry open these watery frontiers to American influence (and conquest) so as to stave off any threats that might overleap the Pacific Ocean. Their twentieth-century successors, Alfred Thayer Mahan and Teddy Roosevelt, George Marshall and Franklin Roosevelt, Dean Acheson and Harry Truman, Henry Kissinger and Richard Nixon, George Shultz and Ronald Reagan, Hillary Clinton and Barack Obama, among others, have fought to keep the Pacific an American lake – for now.

Green brings scholarly and policymaking credentials to this tour d’horizon. Japan Chair at the Center for Strategic and International Studies in Washington, D.C., and an associate professor at Georgetown University (not to mention the Asia hand in George W. Bush’s White House), he is supremely qualified to narrate and appraise more than two centuries of decisions, processes, and events. On a hemispheric tableau teeming with squadrons, legations, missionaries, gunboats, marines, emissaries, island chains, and good intentions, he paints a United States government in pursuit of a “distinct strategic approach” that would guarantee “that the Pacific Ocean remain[ed] a conduit for American ideas and goods to flow westward, and not for threats to flow eastward toward the homeland.” (5)

The Alaska Purchase, 1867. Left to Right: Robert S. Chew, Secretary of State (USA); William H. Seward; William Hunter; Mr. Bodisco, Russian Ambassador; Baron de Stoeckl, Charles Sumner; Fredrick W. Seward (via Wikimedia Commons)

Green charts this strategic disposition from the Articles of Confederation to Obama’s pivot to Asia, dividing the chronology into four eras when a rising power—the United States, Japan, the Soviet Union, and China—convulsed the region’s politics. American assertiveness waxed as European empires toggled from New World outposts to Asian colonialism in the late-eighteenth and early-nineteenth century. In short order, Jefferson’s greater Louisiana brought on James Monroe’s enunciation of an American protectorate in its hemisphere, John Tyler’s extension of that Monroe Doctrine to the Sandwich Islands (Hawai’i to natives Polynesians), and William Seward’s purchase of Alaska (dubbed his ‘ice box’), before the Civil War cut short the Pacific ambitions of Lincoln’s secretary of state.

This section is rich in geography and personality, acquainting readers with a century-long campaign to seize “stepping stones,” most pivotally Hawai’i, in the Pacific, introducing swashbucklers like Captain David Porter, whose piratical voyage to the Pacific in the War of 1812 foreshadowed the fusion of mercenary and military aims that would become the country’s modus operandi, and keeping a running tally of plenipotentiaries (of uneven quality) who served in an ever more prostrate Qing China. Green’s treatment of dusty concordats such as the 1858 Treaty of Tientsin, in which the United States pledged its “good offices” to Beijing in dealings with rapacious British, French, and Russians after the second Opium War, and the 1868 Burlingame Treaty, which recognized Chinese eminent domain over its whole territory, is welcome. He is sharp on the strategic contours of these many-sided rivalries; yet, while alive to the noxious influence of Anglo-Saxonism in nineteenth-century American culture, his tendency to treat republican virtues as more significant in U.S. foreign policy than Manifest Destiny chauvinism yields a handful of errors and omissions.

Green’s heroes are, above all, republican realists, high priests at the altar of the balance of power who still find ways to promote democracy, the rule of law, and free trade in the wider world. Thus, his hinge is fin-de-siècle power couple are Theodore Roosevelt and Alfred Thayer Mahan—the quintessential man of action married to the man of ideas. The latter expounded a strategic theory based on naval bases, sea lanes, and deep-water armadas; the former built a Great White Fleet to enforce it. The tendency to view America’s holdings in the Pacific, mostly insular takings such as Guam, Hawai’i, and the Philippines, as incidental rather than intrinsic to American power leads Green to paint the Bull Moose in overly Mahanian hues, emphasizing his naval leadership and power-balancing after the 1905 Russo-Japanese war while downplaying his protectionism and colonialism. What passed for strategic élan in Washington, after all, in Manila simply looked like another instance of imperialism. He is on firmer grounds in his treatment of John Hay’s push for trade reciprocity in China, contesting Wisconsin School members who deem the Open Notes clear evidence that the United States was (and remains) a capitalist octopus in ravenous search of pliant markets.

“AND, AFTER ALL, THE PHILIPPINES ARE ONLY THE STEPPING-STONE TO CHINA” – cartoon from Judge Magazine showing Uncle Sam with the “tools of modern civilization” using the Philippines as a stepping stone to China, ca. early 1900s (via Wikimedia Commons)

His appraisal of Asia policy from Teddy Roosevelt to cousin Franklin is scathing, and for good reason. Wilson sold out Korea and China’s Shangdong province to Japan for his League of Nations, before Calvin Coolidge, Warren Harding, and Herbert Hoover retracted U.S. power after Teddy’s ally, Henry Cabot Lodge, nixed an American role in the league. Green includes a revealing vignette about American interwar finance, as William Straight and J. P. Morgan sought Chinese debt before the crash of October 24, 1929, put paid to their schemes. For Green, the Department of State’s willingness to accommodate Japan, whose militaristic expansions would upset the (perhaps excessively) elegant Washington Treaty, violated Mahan’s signature insight—playing sides against one another to avert a peer regional competitor from arising. Although the Japanese Co-Prosperity Sphere bore this warning out, he dismisses too perfunctorily the alternatives that Franklin Roosevelt’s Asianists—Lawrence A. Lowell, Joseph Grew, Stanley Hornbeck, and John Von Antwerp MacMurray—put forth. After all, MacMurray’s call to retrench at the Second Island Chain prefigured modern realists like Barry Posen, whose 2014 Restraint contends that the United States would best observe Mahan’s dictum by re-drawing its defense lines further west while retaining command of the commons. (To be fair, assured nuclear retaliation has now nullified whatever existential threats had existed.)

What happened after the United States sanctioned Japan for yet another massacre in China in 1940, after seven years of turning a blind eye (par for the course in the Guernica decade), was the country’s first fair fight in the Pacific. Green is too credulous that Hiroshima and Nagasaki won the war (Tsuyoshi Hasegawa shows that the Soviet declaration of war was equally if not more decisive), but his verdict that Roosevelt and Truman failed to leverage Chester Nimitz and Douglas MacArthur’s military triumphs on behalf of a grand strategy that would deliver post-war security is devastating. When the Soviet Union switched from wartime ally to geo-ideological adversary, U.S. officials overlooked the Kuomingtang’s weakness and Mao Tse-Tung’s zeal; as a result, they held out on China serving as a fourth United Nations policeman. This even as Chiang Kai-Shek’s battle lines crumbled, in part for lack of American support (apart from a woefully inadequate 900 military advisors), leading to the loss of China and setting in train a series of events that would culminate in the militarization of containment in Korea and the Americanization of the war for peace in Vietnam.

The Cold War tested American grand strategy in ways new and old, first with proxy wars fused to anticolonial struggles, and then the Soviet Union’s massive naval build-up in the 1980s. Next to old chestnuts such as the extent of continuity in personnel and policy between the Kennedy and Johnson administrations is the conspicuous omission of the former’s obsession with China’s nuclear-weapons program (its first nuclear test was on October 16, 1964); even though it was nearly a decade before Beijing fielded a survivable arsenal, the first Asian nuclear-weapon state was a game-changer, catalysing the Vietnam War, severely constraining U.S. military options once there, and helping usher the People’s Republic into the United Nations. Likewise, there is a clear and disturbing hierarchy of liberal values for Green, with genocide ranking far lower than free trade. When he supports the contention that “noble cause” advocates make that the war helped cauterize communist insurgencies in Indochina, Malaysia, and Thailand, for instance, he glosses over the 500,000 Indonesians estimated dead in the mass killings that shepherded the Suharto dictatorship into power in Jakarta.

Nixon shakes hands with Chinese Premier Zhou Enlai. It was the first trip made by an American president to the nation, 1972 (via Wikimedia Commons)

Nixon earns plaudits as an unsentimental president who ended twenty-five years of non-recognition between the most powerful and most populous nations on Earth; but Reagan, who convinced Japan to serve as an “unsinkable aircraft carrier,” (405) invested massively in the U.S. Navy, and midwifed democracy movements in the Philippines, South Korea, and Taiwan, receives the lion’s share of praise. In Green’s telling, his emphasis on security and stability afforded strongmen like Ferdinand Marcos and Park Chung-hee the leeway to sanction free elections. Reagan’s application of military, ministerial, and moral instruments to a coherent strategy in the region affords a case study for wedding power to principle effectively. Green also holds it to offer lessons for the newest and most challenging contender for regional pre-eminence: The People’s Republic China.

The final section dovetails with a set of vigorous debates now gripping Washington and Asian capitals. Can the United States and China resolve differences without military recourse as Beijing stakes its position in the South China Sea and Senkaku islands? Will America’s hubs-and-spoke network of alliances survive as China’s wealth and power cast a spell over neutrals and allies alike? Can Washington nudge the alphabet soup of multilateral institutions toward trans-oceanic rather than intra-regional orientations, especially now that the Trans-Pacific Partnership is comatose? Will the U.S. join the Beijing-led Asian Infrastructure Investment Bank or acquiesce to the PRC’s “One Belt One Road” initiative of ports, highways, railways, and pipelines? Will Washington and its partners succeed in embedding Beijing as a stakeholder in the global rules-based order or will it shear off its sphere of influence from the norms and institutions that expedited its return to greatness?

Bill Clinton garners high marks for his strategy of engaging and balancing China, a two-pronged approach that George W. Bush and Barack Obama would adopt. And while Donald Trump’s beleaguered and inept administration has so far proven less unorthodox than anticipated on trade, Green’s emphasis on island chains, aircrafts carriers, and strategic sea-lift when compared to human rights, labour, immigration, and cultural dialogue yields a deafening silence on the centrifugal forces now eviscerating what once passed as bipartisan consensus on the importance of engagement in the Asia-Pacific for the security and prosperity of the United States.

Also by Jonathan Hunt on Not Even Past:

1986 Reykjavík Summit between Reagan and Mikhail Gorbachev
Iran’s Nuclear Program and the History of the IAEA
Review: The Dead Hand: The Untold Story of the Cold War Arms Race and its Dangerous Legacy

The Man Who Loved Dogs, by Leonardo Padura (2013)

By Rebecca Johnston

Leonardo Padura is arguably one of Cuba’s most untouchable writers. He made his name first as an investigative journalist, and then as the author of the Havana Quartet detective series, sometimes described as “morality tales for the post-Soviet era.” The Man Who Loved Dogs is by far his most ambitious work. A painstakingly-researched historical novel, it is the culmination of Padura’s twenty-year journey, beginning at the final home of Soviet exile Leon Trotsky in Coyoacan, Mexico and concluding with the National Prize for Literature, Cuba’s highest literary honor. It has received nearly universal critical praise, with the bemusing exception of the U.S. Central Intelligence Agency. Their dissatisfaction may have stemmed from the premise in their review that Padura’s book is about “why revolutions and revolutionaries fail,” which it is not.

The Man Who Loved Dogs is largely a novel about struggle. The complex narrative follows the lives of three protagonists, one of whom is also the narrator, across two continents and several decades. The first, Leon Trotsky, struggles to remain politically relevant after his exile from the Soviet Union in 1929, fighting to maintain an alternative to Stalin’s form of communism through his global opposition movement and the Fourth International. Next is Spanish revolutionary Ramón Mercader, struggling to defend the ideals handed down to him from Moscow, pledging unwavering obedience first to his radical Marxist lover África, then to his sociopathic mother Caridad, and finally to a coercive state bureaucracy. Finally, the narrator, Iván Cárdenas Maturell, struggles to survive the reconstitutive process by which Fidel Castro’s Cuban government seeks to shape him into the “New Soviet Man.” The novel subjects Iván to a series of “falls,” one after another, until, as he puts it, “they fucked me for the rest of my life.” Throughout the book, all three protagonists struggle to come to terms with their actions, to determine who they are, and what meaning their lives may have had.

Leon Trotsky in exile in Mexico, ca. 1938 (via Wikimedia Commons).

All of this struggle raises the question of what it is that the characters are struggling for. At times, the fight seems to be an end in and of itself, something the characters often seem aware of. Ramón joins the Republican Army in the Spanish Civil War, “convinced that his life only had meaning if he was able to defend with a rifle the ideas in which he believed.” At the same time, those ideals “had been only recently discovered by many,” and yet he and those around him had “prepared themselves for sacrifice.” Trotsky’s first wife, Alexandra Sokolovskaya, lays the death of their daughter at Trotsky’s feet, “accusing him of having marginalized Zinushka from the political struggle and of having thus pushed her to her death.” For Sokolovskaya, denying Zina a role in that battle was more deadly than the tuberculosis consuming her lungs. For each of them, struggle itself was a method of survival.

There are external motivations for these struggles as well. On accepting a Jason Bourne-style pact, the Soviet government transforms Ramón into Soldier 13, an entity that “did what they asked him to out of obedience and conviction.” Indeed, the importance of obedience dominates Ramón’s entire political career. Early on, África makes it clear to him that the Party is always right and obedience to the Party is mandatory, even though you may never understand the Party. Similarly, Iván’s rise from his falls was contingent on obedience to the Party line. He is given continual “correctives” until his writing falls within the acceptable standards set for him by the Cuban government, itself obeying the order to adopt them from the Soviet model.

Proclamation of the Second Spanish Republic in Barcelona, 14 April 1931 (via Wikimedia Commons).

Central to both these instances of obedience, and key to understanding the book, is a denial of access to knowledge. When Iván speaks with his friend Dany about conducting research on Trotsky, Dany emphasizes the inherent danger of particular forms of knowledge. “I’m not going to become a Trotskyist or any shit like that,” Iván spits in defense. “What I need is to know…k-n-o-w, you get it? Or is it also forbidden to know?” To which Dany replies: “But you already know that Trotsky is fire!” Any type of knowledge that falls outside the Party line is potentially deadly. As a writer and radio worker, Iván is responsible for propagandizing the “correct” form of knowledge, making his transgression even more dangerous than that of a typical citizen. While Iván is coerced to shun any knowledge of Trotsky, Ramón is called upon to eliminate him in the most literal fashion. He accepts the Soviet government’s “first sacred principle: obedience,” allowing himself to be denied an understanding of truth, and ultimately destroying this alternative interpreter and propagandizer of knowledge.

Aside from Iván and Ramón, Padura shows us one of the twentieth centuries’ most violent displays of state control of knowledge: Stalin’s show trials. During the Soviet Terror of the 1930s, it was not enough to confess to being a Trotskyist-Bukharinite Japanese-German fascist spy. Defendants were made to perform self-criticism, ultimately regurgitating newly-fashioned realities of their nonexistent transgressions in public court. The Soviet government had the power to extract these false confessions, even from its own executioners, and then to force them to speak them into reality. Understanding the power of this performance is why Ramón’s handlers in Moscow bring him to not just any show trial, but the trial of Genrikh Yagoda, the former head of the NKVD (later the KGB). The lesson here for Ramón was precisely about truth, which in his case means one thing: obedience. As his handler puts it: “No one resists. Not even Yagoda. Neither will Yezhov when his turn comes.” Spoiler: Nikolai Yezhov, Yagoda’s successor, doesn’t even last another two years.

Soviet newspaper “Perekovka” (“Reforging”), front page announcing the replacement of Genrikh Yagoda by Nikolai Yezhov, 1936 (via Wikimedia Commons).

Trotsky, on the other hand, is more characterized by disobedience than anything else, and his own struggle helps to put the others in perspective. Our narrator tells us: “The struggle on which he had to focus from that moment on would be one against men, against a faction, never against the Idea.” Trotsky’s struggle was against Stalin and anyone who bought into Stalin’s interpretation of the “Idea.” The Idea, he explains, is “the truth of the revolution,” and he wishes to “throw himself into the void and proclaim the need for a new party capable of recovering” it. His crusade had always been to establish himself as the bearer of that truth, for the sake of which he committed bloody “excesses” that he would later claim to regret. Whereas Ramón and Iván are coerced to obediently accept and promote the Soviet government’s Truth, Trotsky seeks to convince others that he is the one with the real Truth, so everyone should obey him. The guilt over his “excesses,” and the fear that his command over Truth might transform him into “a pseudo-communist czar” like Stalin, was ultimately insufficient to dissuade him altogether.

Josef Stalin, 1949 (via Wikimedia Commons).

Tragically for the book’s heroes, it turns out they were struggling for nothing. In fighting “men” instead of the “Idea,” Trotsky forgot, as Dany reminds us, to “think about people.” They are the ones, after all, creating the ideas. The Soviet government certainly recognized as much, since in ordering Ramón to destroy Trotsky, they sought to destroy a particular set of ideas that threatened their own. Of course, we’ve heard these critiques of Soviet-style communism before. But at the heart of Padura’s book is something much farther reaching: it is the impossibility of utopia, communist or otherwise, and moreover, the destruction of knowledge that utopian projects inherently entail. For Padura, the construction of any utopia is a violent struggle over control of the “truth,” a struggle that leaves no room for the people for whom the utopia is supposedly built. Trotsky even acknowledges as much when he notes that the first executions from the show trials spelled the “death rattle of utopia;” Iván and Ramón were its “gullible” victims. It is no mistake, as Dany concludes, that the only utopia available to them is the one beyond the grave.

Leonardo Padura, The Man Who Loved Dogs (New York: Farrar, Straus & Giroux, 2014).

Also by Rebecca Johnston on Not Even Past:
Policing Art in Early Soviet Russia.

You may also like:
Capitalism After Socialism in Cuba, by Jonathan C. Brown.
The Old Man and the New Man in Revolutionary Cuba, by Frank A. Guridy.

Digital Teaching: The Stalinist Purges on Video

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This short documentary film was produced by a team of 5 students in Introduction to Russian, East, European and Eurasian Studies (REE310) — Ben Randall, David Elliott, Jennifer Hairston, David Spector, and Ben Rettig. In this interdisciplinary course, co-taught by Mary Neuburger and Christian Hilchey, student teams spent the semester working together in stages that culminated in the presentation of their films during the finals period. We found inspiration and models in similar projects assigned by Erika Bsumek, Robert Olwell, and others in the UT History Department.

In our course, students were encouraged to define a sufficiently narrow topic so that they were able to compile primary and secondary audio and visual material–film clips, photos, interviews, music, voice-over narration, etc–and construct a coherent and meaningful narrative in 5 minutes. Not all projects were history projects though all were related to Russia or Eastern Europe.

As instructors, we worked with them closely on the various stages of the project including a preliminary proposal, a storyboard, and preliminary script, and a trailer. We generally encouraged narrowing and focus of topic, and directed students towards possible sources, including interviews of relevant UT faculty for on camera expertise. This group’s project on one aspect of the Great Purge of the 1930s used amazing historical footage to tell the story of one of its victims, the great theater director, Vsevolod Meyerhold. One of the highlights of the film is the interview with Dr. Charters Wynn in his office in Garrison Hall.

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